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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBVX
5051
DELISTED
MABVAX THERAPEUTICS HLDGS INC
MBVX
$0 ﹤0.01%
2
– –
FCRE
5052
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
16
– –
LAYN
5053
DELISTED
Layne Christensen Co
LAYN
$0 ﹤0.01%
33
– –
FIGY
5054
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
– –
-396
Closed -$51K
LQ
5055
DELISTED
La Quinta Holdings Inc.
LQ
$0 ﹤0.01%
1
– –
HDNG
5056
DELISTED
Hardinge Inc
HDNG
– –
-116
Closed -$1K
SGY.WS
5057
DELISTED
Stone Energy Corporation Warrants to purchase common stock (expiring February 28, 2021)
SGY.WS
$0 ﹤0.01%
+9
New +$33
PQ
5058
DELISTED
Petroquest Energy Inc Wd
PQ
$0 ﹤0.01%
40
– –
DYN
5059
DELISTED
Dynegy, Inc.
DYN
$0 ﹤0.01%
2
– –
IBLN
5060
DELISTED
Direxion iBillionaire Index ETF
IBLN
$0 ﹤0.01%
1
– –
JRJR
5061
DELISTED
JRjr33, Inc.
JRJR
$0 ﹤0.01%
273
– –
ACTA
5062
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
21
– –
IXYS
5063
DELISTED
IXYS Corp
IXYS
$0 ﹤0.01%
+20
New +$255
SWNC
5064
DELISTED
Southwestern Energy Company
SWNC
– –
-150
Closed -$4K
GIGA
5065
DELISTED
Giga-Tronics Inc
GIGA
– –
-150
Closed –
WSTC
5066
DELISTED
West Corporation
WSTC
– –
-105
Closed -$3K
AF
5067
DELISTED
Astoria Financial Corporation
AF
– –
-219
Closed -$3K
UNXL
5068
DELISTED
Uni-Pixel, Inc.
UNXL
$0 ﹤0.01%
150
– –
ARIS
5069
DELISTED
ARI Network Services, Inc.
ARIS
$0 ﹤0.01%
50
– –
RMGN
5070
DELISTED
RMG Networks Holding Corporation
RMGN
$0 ﹤0.01%
45
– –
SPNC
5071
DELISTED
Spectranetics Corp
SPNC
$0 ﹤0.01%
+12
New +$320
GLA
5072
DELISTED
GlassBridge Enterprises, Inc.
GLA
$0 ﹤0.01%
+96
New +$608
COVS
5073
DELISTED
Covisint Corporation
COVS
$0 ﹤0.01%
35
– –
HFEZ
5074
DELISTED
SPDR EURO STOXX 50 Currency Hedged ETF
HFEZ
– –
-100
Closed -$4K
BXE
5075
DELISTED
Bellatrix Exploration Ltd.
BXE
$0 ﹤0.01%
3
– –
201 202
203
204 205

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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.