We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTS
5026
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-8,856
Closed -$145K
AHT.PRE
5027
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
– –
-800
Closed -$20K
TWER
5028
DELISTED
Towerstream Corporation Common Stock
TWER
$0 ﹤0.01%
75
– –
RSE
5029
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-236
Closed -$5K
XNPT
5030
DELISTED
XENOPORT, INC.
XNPT
– –
-60
Closed –
GM.WS.A
5031
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-5,061
Closed -$93K
TE
5032
DELISTED
TECO ENERGY INC
TE
– –
-15,293
Closed -$423K
UNTD
5033
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-1,717
Closed -$19K
CPGX
5034
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-18,575
Closed -$473K
WY.PRA
5035
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-2,250
Closed -$113K
CRDS
5036
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
6
– –
UNIS
5037
DELISTED
Unilife Corporation
UNIS
$0 ﹤0.01%
200
– –
MES
5038
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
– –
-4,700
Closed -$101K
HNSN
5039
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-653
Closed -$2K
CJES
5040
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-906
Closed -$1K
OIBR.C
5041
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
-1,446
Closed -$4K
DCTH
5042
DELISTED
Delcath Systems Inc
DCTH
$0 ﹤0.01%
+89
New +$346
CELGZ
5043
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$0 ﹤0.01%
43
– –
ASCMA
5044
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
7
– –
CTIC
5045
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
120
– –
EGLE
5046
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
EMKR
5047
DELISTED
Emcore Corp
EMKR
– –
-30
Closed -$2K
HYGS
5048
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
28
– –
TYC
5049
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-9,399
Closed -$419K
GUR
5050
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$0 ﹤0.01%
16
– –
200 201
202
203 204

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.