LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$77.3M
2
+$74.1M
3
+$64.1M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$37.6M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.3M

Top Sells

1
+$94M
2
+$60.9M
3
+$33.8M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.6M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.9M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGEN
5001
Tecogen Inc
TGEN
$210M
$2K ﹤0.01%
1,000
ENZ
5002
DELISTED
Enzo Biochem, Inc.
ENZ
$2K ﹤0.01%
419
-10
SASR
5003
DELISTED
Sandy Spring Bancorp Inc
SASR
$2K ﹤0.01%
70
+28
SEEL
5004
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$2K ﹤0.01%
1
VBIV
5005
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$2K ﹤0.01%
135
SBOW
5006
DELISTED
SilverBow Resources, Inc.
SBOW
$2K ﹤0.01%
198
+167
NBSE
5007
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$2K ﹤0.01%
23
SOLO
5008
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$2K ﹤0.01%
1,200
CBAY
5009
DELISTED
Cymabay Therapeutics
CBAY
$2K ﹤0.01%
358
BFIT
5010
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$2K ﹤0.01%
100
MARK
5011
DELISTED
Remark Holdings, Inc.
MARK
$2K ﹤0.01%
170
APRN
5012
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$2K ﹤0.01%
29
-40
LTRPA
5013
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
308
+98
UBP
5014
DELISTED
Urstadt Biddle Properties Inc.
UBP
$2K ﹤0.01%
104
+8
KBAL
5015
DELISTED
Kimball International
KBAL
$2K ﹤0.01%
+106
SIOX
5016
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$2K ﹤0.01%
324
-275
IVC
5017
DELISTED
Invacare Corporation
IVC
$2K ﹤0.01%
300
CFMS
5018
DELISTED
Conformis, Inc. Common Stock
CFMS
$2K ﹤0.01%
47
-82
TUFN
5019
DELISTED
Tufin Software Technologies Ltd.
TUFN
$2K ﹤0.01%
116
-14
PLAN
5020
DELISTED
Anaplan, Inc.
PLAN
$2K ﹤0.01%
43
-1,239
ENIA
5021
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
265
SOLY
5022
DELISTED
Soliton, Inc.
SOLY
$2K ﹤0.01%
200
+100
CNBKA
5023
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
TWNKW
5024
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2K ﹤0.01%
1,119
XOG
5025
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$2K ﹤0.01%
648
-986
199 200
201
202 203