LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNR
5001
Core Natural Resources Inc
CNR
$4.67B
$2K ﹤0.01%
187
-413
HURA
5002
TuHURA Biosciences
HURA
$101M
$2K ﹤0.01%
2
PVLA
5003
Palvella Therapeutics
PVLA
$1.99B
$2K ﹤0.01%
+8
TGEN
5004
Tecogen Inc
TGEN
$86M
$2K ﹤0.01%
1,000
SASR
5005
DELISTED
Sandy Spring Bancorp Inc
SASR
$2K ﹤0.01%
70
+28
SEEL
5006
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$2K ﹤0.01%
1
NBSE
5007
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$2K ﹤0.01%
23
SOLO
5008
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$2K ﹤0.01%
1,200
CBAY
5009
DELISTED
Cymabay Therapeutics
CBAY
$2K ﹤0.01%
358
UBP
5010
DELISTED
Urstadt Biddle Properties Inc.
UBP
$2K ﹤0.01%
104
+8
IVC
5011
DELISTED
Invacare Corporation
IVC
$2K ﹤0.01%
300
CFMS
5012
DELISTED
Conformis, Inc. Common Stock
CFMS
$2K ﹤0.01%
47
-82
TUFN
5013
DELISTED
Tufin Software Technologies Ltd.
TUFN
$2K ﹤0.01%
116
-14
PLAN
5014
DELISTED
Anaplan, Inc.
PLAN
$2K ﹤0.01%
43
-1,239
ENIA
5015
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
265
SOLY
5016
DELISTED
Soliton, Inc.
SOLY
$2K ﹤0.01%
200
+100
CNBKA
5017
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
TWNKW
5018
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2K ﹤0.01%
1,119
XOG
5019
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$2K ﹤0.01%
648
-986
SVBI
5020
DELISTED
Severn Bancorp Inc/MD
SVBI
$2K ﹤0.01%
321
+2
NNA
5021
DELISTED
Navios Maritime Acquisition Corporation
NNA
$2K ﹤0.01%
315
LDL
5022
DELISTED
Lydall, Inc.
LDL
$2K ﹤0.01%
68
-1,453
CLCT
5023
DELISTED
Collectors Universe
CLCT
$2K ﹤0.01%
+54
ARA
5024
DELISTED
American Renal Associates Holdings, Inc
ARA
$2K ﹤0.01%
200
+100
INWK
5025
DELISTED
InnerWorkings, Inc.
INWK
$2K ﹤0.01%
388
199 200
201
202 203