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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFMS
5001
DELISTED
Conformis, Inc. Common Stock
CFMS
$2K ﹤0.01%
47
-82
-64% -$4.93K
TUFN
5002
DELISTED
Tufin Software Technologies Ltd.
TUFN
$2K ﹤0.01%
116
-14
-11% -$288
PLAN
5003
DELISTED
Anaplan, Inc.
PLAN
$2K ﹤0.01%
43
-1,239
-97% -$67.2K
ENIA
5004
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
265
– –
SOLY
5005
DELISTED
Soliton, Inc.
SOLY
$2K ﹤0.01%
200
+100
+100% +$1.29K
CNBKA
5006
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
– –
TWNKW
5007
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2K ﹤0.01%
1,119
– –
XOG
5008
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$2K ﹤0.01%
648
-986
-60% -$3.73K
SVBI
5009
DELISTED
Severn Bancorp Inc/MD
SVBI
$2K ﹤0.01%
321
+2
+0.6% +$16
NNA
5010
DELISTED
Navios Maritime Acquisition Corporation
NNA
$2K ﹤0.01%
315
– –
LDL
5011
DELISTED
Lydall, Inc.
LDL
$2K ﹤0.01%
68
-1,453
-96% -$31K
DWFI
5012
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$2K ﹤0.01%
+100
New +$2.35K
VRTU
5013
DELISTED
Virtusa Corporation
VRTU
$2K ﹤0.01%
80
+13
+19% +$522
CLCT
5014
DELISTED
Collectors Universe
CLCT
$2K ﹤0.01%
+54
New +$1.31K
ARA
5015
DELISTED
American Renal Associates Holdings, Inc
ARA
$2K ﹤0.01%
200
+100
+100% +$745
INWK
5016
DELISTED
InnerWorkings, Inc.
INWK
$2K ﹤0.01%
388
– –
SHLO
5017
DELISTED
Shiloh Industries Inc
SHLO
$2K ﹤0.01%
500
– –
STML
5018
DELISTED
Stemline Therapeutics, Inc.
STML
$2K ﹤0.01%
180
+100
+125% +$1.31K
TUES
5019
DELISTED
Tuesday Morning Corp
TUES
$2K ﹤0.01%
1,050
– –
AVEO
5020
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$2K ﹤0.01%
285
– –
MLNT
5021
DELISTED
Melinta Therapeutics, Inc. Common Stock
MLNT
$2K ﹤0.01%
400
– –
CRR
5022
DELISTED
Carbo Ceramics Inc.
CRR
$2K ﹤0.01%
893
+89
+11% +$142
ASNA
5023
DELISTED
Ascena Retail Group, Inc.
ASNA
$2K ﹤0.01%
351
-25
-7% -$186
NVTR
5024
DELISTED
Nuvectra Corporation Common Stock
NVTR
$2K ﹤0.01%
1,500
-120
-7% -$235
SDT
5025
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$2K ﹤0.01%
3,424
-57
-2% -$33
199 200
201
202 203

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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.