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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTNP
5001
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
TTSH
5002
DELISTED
Tile Shop Holdings
TTSH
– –
-503
Closed -$10K
TURN
5003
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
33
– –
UIS icon
5004
Unisys
UIS
$217M
$0 ﹤0.01%
9
– –
UVXY icon
5005
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$293M
– –
0
– –
VCEL icon
5006
Vericel Corp
VCEL
$2.31B
$0 ﹤0.01%
5
-13
-72% -$50
VHI icon
5007
Valhi
VHI
$450M
$0 ﹤0.01%
8
– –
VIPS icon
5008
Vipshop
VIPS
$7.53B
$0 ﹤0.01%
46
-713
-94% -$7.42K
VLGEA icon
5009
Village Super Market
VLGEA
$639M
$0 ﹤0.01%
12
– –
VSTM icon
5010
Verastem
VSTM
$610M
– –
-137
Closed -$4K
VUZI icon
5011
Vuzix
VUZI
$224M
– –
-177
Closed -$1K
VXRT
5012
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
3
– –
XSW icon
5013
State Street SPDR S&P Software & Services ETF
XSW
$493M
– –
-527
Closed -$33K
YCS icon
5014
ProShares UltraShort Yen
YCS
$29.3M
– –
-12
Closed –
XTIA icon
5015
XTI Aerospace
XTIA
$58.9M
– –
0
– –
AIFC
5016
AI Financial Corp
AIFC
$61.3M
$0 ﹤0.01%
3
– –
TRAW icon
5017
Traws Pharma
TRAW
$8.1M
– –
0
– –
CSCI
5018
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
– –
-5
Closed -$1K
SASR
5019
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-7,181
Closed -$292K
IVAC
5020
DELISTED
Intevac Inc
IVAC
– –
-1,072
Closed -$12K
AUMN
5021
DELISTED
Golden Minerals Company
AUMN
$0 ﹤0.01%
6
-12
-67% -$160
SEEL
5022
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
HEWG
5023
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
– –
-137
Closed -$4K
SBOW
5024
DELISTED
SilverBow Resources, Inc.
SBOW
$0 ﹤0.01%
3
-4
-57% -$94
OSG
5025
DELISTED
Overseas Shipholding Group Inc.
OSG
– –
-363
Closed -$1K
199 200
201
202 203

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.