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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXWL
5001
DELISTED
Maxwell Technologies Inc
MXWL
– –
-2,000
Closed -$10K
VISL
5002
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
AUSE
5003
DELISTED
WisdomTree Australia Dividend Fund
AUSE
– –
-45
Closed -$2K
WMGIZ
5004
DELISTED
Wright Medical Group, Inc. Contingent Value Right
WMGIZ
$0 ﹤0.01%
100
– –
DWLV
5005
DELISTED
Invesco DWA Momentum & Low Volatility Rotation ETF
DWLV
– –
-78
Closed -$2K
WREI
5006
DELISTED
Invesco Wilshire US REIT ETF
WREI
– –
-2,000
Closed -$98K
APB
5007
DELISTED
Asia Pacific Fund
APB
– –
-526
Closed -$6K
HQCL
5008
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
– –
-150
Closed -$2K
ARDM
5009
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
CYHHZ
5010
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
20
– –
BPK
5011
DELISTED
Blackrock Muni 2018 Term Tr
BPK
– –
-503
Closed -$8K
DWCH
5012
DELISTED
Datawatch Corp
DWCH
– –
-100
Closed -$1K
SNMX
5013
DELISTED
Senomyx, Inc.
SNMX
$0 ﹤0.01%
260
– –
DNO
5014
DELISTED
United States Short Oil Fund
DNO
$0 ﹤0.01%
1
-100
-99% -$6.71K
KODK.WS
5015
DELISTED
Eastman Kodak Company
KODK.WS
– –
-5
Closed –
MATR
5016
DELISTED
Mattersight Corp.
MATR
$0 ﹤0.01%
88
-500
-85% -$1.86K
FMI
5017
DELISTED
Foundation Medicine, Inc.
FMI
– –
-310
Closed -$7K
VCO
5018
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$0 ﹤0.01%
+7
New +$236
MBVX
5019
DELISTED
MABVAX THERAPEUTICS HLDGS INC
MBVX
$0 ﹤0.01%
2
– –
FCRE
5020
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
16
+1
+7% +$2
LAYN
5021
DELISTED
Layne Christensen Co
LAYN
$0 ﹤0.01%
33
– –
LQ
5022
DELISTED
La Quinta Holdings Inc.
LQ
$0 ﹤0.01%
1
– –
PQ
5023
DELISTED
Petroquest Energy Inc Wd
PQ
$0 ﹤0.01%
+40
New +$150
APLP
5024
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-855
Closed -$13K
DYN
5025
DELISTED
Dynegy, Inc.
DYN
$0 ﹤0.01%
2
– –
199 200
201
202 203

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.