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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPCO
4976
DELISTED
Tribune Publishing Company Common Stock
TPCO
$0 ﹤0.01%
15
– –
BSD
4977
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$0 ﹤0.01%
9
– –
OTEL
4978
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
40
– –
NEOS
4979
DELISTED
Neos Therapeutics, Inc
NEOS
– –
-1,537
Closed -$10K
MUH
4980
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-200
Closed -$3K
LN
4981
DELISTED
LINE Corporation
LN
– –
-2,275
Closed -$110K
RELV
4982
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
– –
VSLR
4983
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-600
Closed -$2K
DZSI
4984
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
+3
New +$16
TUES
4985
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
51
+16
+46% +$86
OPB
4986
DELISTED
Opus Bank Common Stock
OPB
– –
-125
Closed -$4K
GULF
4987
DELISTED
WisdomTree Middle East Dividend Fund
GULF
– –
-5,000
Closed -$84K
TSLF
4988
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-340
Closed -$6K
SES
4989
DELISTED
Synthesis Energy Systems Inc.
SES
$0 ﹤0.01%
+5
New +$311
CYOU
4990
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$0 ﹤0.01%
11
– –
BCRH
4991
DELISTED
BLUE CAPITAL REINSURANCE HOLDINGS LTD.
BCRH
$0 ﹤0.01%
+26
New +$470
AVEO
4992
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$0 ﹤0.01%
25
– –
DPLO
4993
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-248
Closed -$7K
ACHN
4994
DELISTED
Achillion Pharmaceuticals
ACHN
$0 ﹤0.01%
79
-100
-56% -$532
TRCB
4995
DELISTED
Two River Bancorp
TRCB
– –
-1,050
Closed -$12K
DNBF
4996
DELISTED
DNB Financial Corp
DNBF
– –
-3,240
Closed -$82K
NVTR
4997
DELISTED
Nuvectra Corporation Common Stock
NVTR
– –
-35
Closed –
SSFN
4998
DELISTED
Stewardship Financial Corp
SSFN
– –
-1,302
Closed -$10K
ADYX
4999
DELISTED
Adynxx Inc
ADYX
$0 ﹤0.01%
2
– –
FRSH
5000
DELISTED
Papa Murphy's Holdings, Inc
FRSH
– –
-510
Closed -$3K
198 199
200
201 202

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.