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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBA icon
476
Pembina Pipeline
PBA
$27.8B
$946K 0.03%
24,843
+14
+0.1% +$494
DRN icon
477
Direxion Daily Real Estate Bull 3X ETF
DRN
$43M
$937K 0.03%
75,640
-27,000
-26% -$303K
KSU
478
DELISTED
Kansas City Southern
KSU
$937K 0.03%
9,183
+447
+5% +$46.1K
XEL icon
479
Xcel Energy
XEL
$48B
$934K 0.03%
30,765
+435
+1% +$12.7K
EFF
480
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$932K 0.03%
51,055
+3,029
+6% +$55.2K
SRV
481
NXG Cushing Midstream Energy Fund
SRV
$216M
$927K 0.03%
5,645
+4
+0.1% +$652
MCO icon
482
Moody's
MCO
$82.8B
$926K 0.03%
11,674
-531
-4% -$41.6K
HUM icon
483
Humana
HUM
$46.3B
$925K 0.03%
8,210
+5,556
+209% +$579K
RCI icon
484
Rogers Communications
RCI
$18.7B
$923K 0.03%
22,284
+1,405
+7% +$57.3K
ACWX icon
485
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$918K 0.03%
19,704
+1,312
+7% +$59.7K
DEO icon
486
Diageo
DEO
$54B
$914K 0.03%
7,339
+121
+2% +$15.1K
AOR icon
487
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$911K 0.03%
23,265
+5,980
+35% +$230K
ALV icon
488
Autoliv
ALV
$8.92B
$908K 0.03%
12,563
-46
-0.4% -$3.11K
LL
489
DELISTED
LL Flooring Holdings, Inc.
LL
$908K 0.03%
9,675
+1,305
+16% +$130K
FFC
490
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$907K 0.03%
47,148
+4,704
+11% +$87.1K
ES icon
491
Eversource Energy
ES
$26.8B
$896K 0.03%
19,689
+1,407
+8% +$61.4K
EES icon
492
WisdomTree US SmallCap Earnings Fund
EES
$727M
$895K 0.03%
32,916
+1,641
+5% +$43.7K
HIG icon
493
Hartford Financial Services
HIG
$38.7B
$894K 0.03%
25,339
-13
-0.1% -$452
UNH icon
494
UnitedHealth
UNH
$371B
$894K 0.03%
10,959
+935
+9% +$70.4K
VXZ
495
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$894K 0.03%
14,756
-197
-1% -$12.3K
PSEC icon
496
Prospect Capital
PSEC
$1.15B
$890K 0.03%
82,451
-18,183
-18% -$201K
FLG
497
Flagstar Bank National Association
FLG
$5.82B
$889K 0.03%
18,443
+1,560
+9% +$75.9K
K
498
DELISTED
Kellanova
K
$886K 0.03%
15,058
+407
+3% +$23.1K
MTB icon
499
M&T Bank
MTB
$36.3B
$886K 0.03%
7,303
+466
+7% +$53.8K
IYY icon
500
iShares Dow Jones US ETF
IYY
$3.07B
$878K 0.03%
18,520
-1,920
-9% -$89.4K
18 19
20
21 22

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.