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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
26
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$35.8M 0.66%
292,052
-8,848
-3% -$1.09M
MSFT icon
27
Microsoft
MSFT
$3.71T
$35.6M 0.66%
642,464
-1,654
-0.3% -$87K
IGSB icon
28
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$34.9M 0.65%
667,084
+56,738
+9% +$2.98M
WFC icon
29
Wells Fargo
WFC
$264B
$32.2M 0.6%
592,699
+41,082
+7% +$2.23M
FBND icon
30
Fidelity Total Bond ETF
FBND
$27.3B
$31.6M 0.58%
656,818
+14,861
+2% +$723K
IEF icon
31
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$31.4M 0.58%
297,120
-131,644
-31% -$14M
MO icon
32
Altria Group
MO
$114B
$30.5M 0.56%
523,542
+6,573
+1% +$381K
IVE icon
33
iShares S&P 500 Value ETF
IVE
$49.8B
$29.6M 0.55%
333,797
+38,233
+13% +$3.42M
CVX icon
34
Chevron
CVX
$366B
$29.1M 0.54%
324,055
+60,338
+23% +$5.44M
VTV icon
35
Vanguard Morningstar Value ETF
VTV
$192B
$28.2M 0.52%
346,180
+23,075
+7% +$1.89M
DIA icon
36
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$28M 0.52%
160,494
+28,211
+21% +$4.93M
IJJ icon
37
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$27.9M 0.52%
476,268
+48,272
+11% +$2.92M
VOO icon
38
Vanguard S&P 500 ETF
VOO
$1.03T
$26.5M 0.49%
141,978
+26,484
+23% +$4.99M
FSTA icon
39
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$26.4M 0.49%
872,863
+515,773
+144% +$15.4M
SLQD icon
40
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$25.4M 0.47%
504,846
+43,351
+9% +$2.18M
FDIS icon
41
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$25M 0.46%
815,759
+314,472
+63% +$9.8M
MMM icon
42
3M
MMM
$94.3B
$25M 0.46%
198,401
+14,555
+8% +$1.87M
FTEC icon
43
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$24.9M 0.46%
758,163
+737,041
+3,489% +$24.4M
IVV icon
44
iShares Core S&P 500 ETF
IVV
$904B
$24.8M 0.46%
121,002
+37,923
+46% +$7.83M
IWO icon
45
iShares Russell 2000 Growth ETF
IWO
$15B
$24.7M 0.46%
174,381
-93,247
-35% -$13.2M
AGG icon
46
iShares Core US Aggregate Bond ETF
AGG
$138B
$24M 0.44%
221,735
+34,540
+18% +$3.76M
SPTI icon
47
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$23.3M 0.43%
773,286
+772,794
+157,072% +$23.3M
VGK icon
48
Vanguard FTSE Europe ETF
VGK
$31.1B
$22.7M 0.42%
454,252
+18,900
+4% +$967K
VWO icon
49
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$22.5M 0.42%
689,618
+35,507
+5% +$1.22M
KO icon
50
Coca-Cola
KO
$375B
$22.5M 0.42%
523,790
+54,322
+12% +$2.31M
1
2
3 4 5

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.