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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEC icon
26
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$30M 0.82%
999,546
+442,722
+80% +$13.3M
FMAT icon
27
Fidelity MSCI Materials Index ETF
FMAT
$611M
$29.7M 0.81%
1,068,406
+499,869
+88% +$14.2M
T icon
28
AT&T
T
$163B
$28.4M 0.77%
1,065,891
+41,793
+4% +$1.11M
IEMG icon
29
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$28.3M 0.77%
557,908
+61,821
+12% +$3.27M
SJNK icon
30
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$27.5M 0.75%
918,744
-546,393
-37% -$16.6M
IWO icon
31
iShares Russell 2000 Growth ETF
IWO
$15.1B
$25.2M 0.69%
190,957
-15,103
-7% -$2.02M
IWM icon
32
iShares Russell 2000 ETF
IWM
$83B
$25.2M 0.69%
229,958
-88,237
-28% -$10.1M
BRK.B icon
33
Berkshire Hathaway Class B
BRK.B
$1.13T
$25.1M 0.68%
181,340
+19,224
+12% +$2.56M
PG icon
34
Procter & Gamble
PG
$339B
$24M 0.65%
286,824
+4,801
+2% +$393K
IEF icon
35
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$23M 0.63%
220,762
-248,391
-53% -$25.8M
VZ icon
36
Verizon
VZ
$196B
$22.9M 0.62%
457,977
+3,872
+0.9% +$192K
GE icon
37
GE Aerospace
GE
$384B
$21.7M 0.59%
177,010
+3,981
+2% +$496K
VWO icon
38
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$21.1M 0.58%
506,724
+80,953
+19% +$3.59M
QQQ icon
39
Invesco QQQ Trust
QQQ
$484B
$20M 0.55%
202,659
+21,816
+12% +$2.13M
FENY icon
40
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$19.6M 0.53%
743,386
+185,912
+33% +$5.23M
DIA icon
41
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$19.5M 0.53%
114,657
+4,916
+4% +$832K
VEA icon
42
Vanguard FTSE Developed Markets ETF
VEA
$236B
$18.8M 0.51%
472,552
+44,244
+10% +$1.84M
MSFT icon
43
Microsoft
MSFT
$3.71T
$17.6M 0.48%
380,656
-46,750
-11% -$2.09M
VXF icon
44
Vanguard Extended Market ETF
VXF
$31.7B
$17.4M 0.47%
207,603
+7,703
+4% +$664K
MBB icon
45
iShares MBS ETF
MBB
$39.1B
$17.3M 0.47%
159,907
+8,348
+6% +$901K
SDY icon
46
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$17.2M 0.47%
229,037
+30,242
+15% +$2.3M
JNJ icon
47
Johnson & Johnson
JNJ
$625B
$16.7M 0.45%
156,633
-1,294
-0.8% -$134K
SPHB icon
48
Invesco S&P 500 High Beta ETF
SPHB
$1.02B
$16.6M 0.45%
501,706
-673,993
-57% -$22.5M
CL icon
49
Colgate-Palmolive
CL
$74.4B
$16.6M 0.45%
253,903
-11,077
-4% -$731K
VGK icon
50
Vanguard FTSE Europe ETF
VGK
$31.4B
$16.4M 0.45%
296,174
-93,819
-24% -$5.42M
1
2
3 4 5

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.