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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPI icon
4951
Intrepid Potash
IPI
$469M
$0 ﹤0.01%
+5
New +$169
JAGX icon
4952
Jaguar Health
JAGX
$4.67M
– –
0
– -$3K
KODK icon
4953
Kodak
KODK
$983M
$0 ﹤0.01%
25
-25
-50% -$208
KOPN icon
4954
Kopin
KOPN
$791M
$0 ﹤0.01%
+68
New +$266
KPRX icon
4955
Kiora Pharmaceuticals
KPRX
$11.7M
– –
0
– –
LEN.B icon
4956
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
11
– –
LEU icon
4957
Centrus Energy
LEU
$3.82B
$0 ﹤0.01%
4
– –
LPL icon
4958
LG Display
LPL
$3.3B
$0 ﹤0.01%
49
+32
+188% +$459
LSAK icon
4959
Lesaka Technologies
LSAK
$420M
– –
-156
Closed -$2K
LSTA icon
4960
Lisata Therapeutics
LSTA
$9.55M
$0 ﹤0.01%
4
-7
-64% -$425
LTRX icon
4961
Lantronix
LTRX
$266M
– –
-2,338
Closed -$6K
MBOT icon
4962
Microbot Medical
MBOT
$127M
$0 ﹤0.01%
7
– –
MIND icon
4963
MIND Technology
MIND
$46.2M
$0 ﹤0.01%
+10
New +$356
MRKR icon
4964
Marker Therapeutics
MRKR
$18.7M
$0 ﹤0.01%
+10
New +$316
MSBI icon
4965
Midland States Bancorp
MSBI
$695M
– –
-1,038
Closed -$35K
MTRX icon
4966
Matrix Service
MTRX
$335M
– –
-82
Closed -$1K
NAII icon
4967
Natural Alternatives International
NAII
$14.9M
– –
-185
Closed -$2K
NWPX icon
4968
NWPX Infrastructure Inc
NWPX
$1.15B
– –
-55
Closed -$1K
OESX icon
4969
Orion Energy Systems
OESX
$80.6M
$0 ﹤0.01%
10
– –
OPY icon
4970
Oppenheimer Holdings
OPY
$1.2B
– –
-1,000
Closed -$16K
ORMP icon
4971
Oramed Pharmaceuticals
ORMP
$179M
– –
-500
Closed -$4K
OUSM icon
4972
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
– –
-201
Closed -$5K
PDEX icon
4973
Pro-Dex
PDEX
$209M
– –
-100
Closed -$1K
PHIO icon
4974
Phio Pharmaceuticals
PHIO
$12.1M
– –
0
– –
PKE icon
4975
Park Aerospace
PKE
$819M
$0 ﹤0.01%
6
– –
197 198
199
200 201

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.