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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAGE
4951
Niagen Bioscience
NAGE
$241M
– –
-3,754
Closed -$11K
SASR
4952
DELISTED
Sandy Spring Bancorp Inc
SASR
– –
-4,463
Closed -$136K
PFC
4953
DELISTED
Premier Financial Corp. Common Stock
PFC
– –
-40
Closed -$1K
VIRX
4954
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
0
– –
SEEL
4955
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
CTHR
4956
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
53
– –
YTEN
4957
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
CBD
4958
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-100
Closed -$2K
MTBL
4959
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
– –
FGH
4960
DELISTED
FG Group Holdings Inc.
FGH
– –
-1,200
Closed -$8K
FRTX
4961
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– –
EMAN
4962
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
– –
FRBK
4963
DELISTED
Republic First Bancorp Inc
FRBK
– –
-10,000
Closed -$41K
ACOR
4964
DELISTED
Acorda Therapeutics
ACOR
– –
0
– –
MGI
4965
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
7
– –
IBA
4966
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$0 ﹤0.01%
10
+3
+43% +$149
OIIM
4967
DELISTED
02Micro International
OIIM
$0 ﹤0.01%
+100
New +$187
SMIT
4968
DELISTED
Schmitt Industries Inc
SMIT
$0 ﹤0.01%
5
– –
NH
4969
DELISTED
NantHealth, Inc
NH
– –
-667
Closed -$132K
SREV
4970
DELISTED
ServiceSource International, Inc.
SREV
– –
-2,000
Closed -$10K
LEJU
4971
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
+1
New +$42
FCCY
4972
DELISTED
1st Constitution Bancorp
FCCY
– –
-1,365
Closed -$19K
JAX
4973
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
25
– –
PFBI
4974
DELISTED
Premier Financial Bancorp
PFBI
– –
-1,375
Closed -$17K
SQBG
4975
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
1
-2
-67% -$486
197 198
199
200 201

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.