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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELOS
4951
DELISTED
Syneron Medical Ltd
ELOS
$0 ﹤0.01%
58
– –
BXE
4952
DELISTED
Bellatrix Exploration Ltd.
BXE
$0 ﹤0.01%
+3
New +$13
SRSC
4953
DELISTED
SEARS Canada Inc.
SRSC
$0 ﹤0.01%
160
-2
-1% -$5
FNCX
4954
DELISTED
Function(x) Inc.
FNCX
$0 ﹤0.01%
50
– –
INVT
4955
DELISTED
Inventergy Global, Inc.
INVT
$0 ﹤0.01%
20
– –
FNBC
4956
DELISTED
First NBC Bank Holding Company
FNBC
– –
-87
Closed -$1K
ESTE
4957
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-73
Closed -$1K
WINT
4958
DELISTED
Windtree Therapeutics Inc
WINT
$0 ﹤0.01%
142
– –
DXKW
4959
DELISTED
WisdomTree Korea Hedged Equity Fund
DXKW
– –
-200
Closed -$4K
WGBS
4960
DELISTED
WaferGen Bio-systems, Inc.
WGBS
$0 ﹤0.01%
20
– –
LIOX
4961
DELISTED
Lionbridge Technologies
LIOX
$0 ﹤0.01%
15
– –
CVT
4962
DELISTED
CVENT, INC.
CVT
– –
-53
Closed -$2K
SAAS
4963
DELISTED
inContact, Inc.
SAAS
– –
-43
Closed -$1K
AVG
4964
DELISTED
AVG Technologies N.V.
AVG
– –
-52
Closed -$1K
TLOG
4965
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
$0 ﹤0.01%
200
– –
DRYS
4966
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
PTX
4967
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$0 ﹤0.01%
5
– –
SKUL
4968
DELISTED
SKULLCANDY INC
SKUL
– –
-1,000
Closed -$6K
USMD
4969
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
– –
-2,082
Closed -$39K
EPIQ
4970
DELISTED
EPIQ SYSTEMS INC
EPIQ
– –
-220
Closed -$3K
GLRI
4971
DELISTED
GLORI ENERGY INC COMMON STOCK
GLRI
– –
-500
Closed –
SZMK
4972
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-180
Closed –
OUTR
4973
DELISTED
OUTERWALL INC
OUTR
– –
-769
Closed -$33K
CCX
4974
DELISTED
WISDOMTREE COMMODITY CURRENCY STRATEGY FUND
CCX
– –
-1,814
Closed -$30K
FEIC
4975
DELISTED
FEI COMPANY
FEIC
– –
-526
Closed -$56K
197 198
199
200 201

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.