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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIQ
4951
DELISTED
Alliance Healthcare Services
AIQ
$0 ﹤0.01%
2
– –
CELGZ
4952
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$0 ﹤0.01%
43
– –
ASCMA
4953
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
7
– –
EGLE
4954
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
HYGS
4955
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
28
-800
-97% -$6.99K
HTR
4956
DELISTED
Brookfield Total Return Fund Inc
HTR
– –
-275
Closed -$6K
BIND
4957
DELISTED
BIND THERAPEUTICS INC
BIND
$0 ﹤0.01%
100
– –
PFSW
4958
DELISTED
PFSweb, Inc.
PFSW
$0 ﹤0.01%
25
– –
NTP
4959
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
70
-1,257
-95% -$6.73K
MTL
4960
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$0 ﹤0.01%
108
– –
QADA
4961
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
XVZ
4962
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
– –
-300
Closed -$9K
NHLD
4963
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
6
– –
BVSN
4964
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
120
– –
SZO
4965
DELISTED
DB Crude Oil Short Exchange Traded Notes due June 1, 2038
SZO
– –
-354
Closed -$20K
GLF
4966
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
– –
-2
Closed –
CGG
4967
DELISTED
CGG
CGG
$0 ﹤0.01%
2
– –
KODK.WS.A
4968
DELISTED
Eastman Kodak Company
KODK.WS.A
$0 ﹤0.01%
12
-26
-68% -$68
REXX
4969
DELISTED
Rex Energy Corporation
REXX
– –
-100
Closed -$6K
AFAM
4970
DELISTED
Almost Family Inc
AFAM
– –
-25
Closed -$1K
SSN
4971
DELISTED
Samson Oil & Gas Limited
SSN
$0 ﹤0.01%
133
– –
DYN.WS
4972
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
77
-17
-18% -$40
NADL
4973
DELISTED
North Atlantic Drilling Ltd
NADL
– –
-230
Closed -$3K
MRVC
4974
DELISTED
MRV Communications Inc
MRVC
$0 ﹤0.01%
12
– –
PARN
4975
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
– –
-300
Closed -$1K
196 197 198
199
200

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.