Ladenburg Thalmann Financial Services’s DB Crude Oil Short Exchange Traded Notes due June 1, 2038 SZO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-81	Closed	-$7K	–	5092
2016 Q2	$7K	Buy	81 +55	+212%	+$4.75K	﹤0.01%	4009
2016 Q1	$3K	Buy	+26	New	+$3K	﹤0.01%	4332
2015 Q3	–	Sell	-354	Closed	-$20K	–	4978
2015 Q2	$20K	Buy	+354	New	+$20K	﹤0.01%	3256