Ladenburg Thalmann Financial Services’s DB Crude Oil Short Exchange Traded Notes due June 1, 2038 SZO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SZO Stock Details SZO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-81	Closed	-$7K	–	5085
2016 Q2	$7K	Buy	81 +55	+212%	+$4.81K	﹤0.01%	4009
2016 Q1	$3K	Buy	+26	New	+$2.76K	﹤0.01%	4332
2015 Q3	–	Sell	-354	Closed	-$20K	–	4976
2015 Q2	$20K	Buy	+354	New	+$20.6K	﹤0.01%	3256

Other funds holding SZO

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SZO Position: Q3 2016 in Review

Ladenburg Thalmann Financial Services sold out of DB Crude Oil Short Exchange Traded Notes due June 1, 2038 (SZO) in Q3 2016, closing a stake of 81 shares — an estimated $7K sold.

Ladenburg Thalmann Financial Services first reported a position in SZO in Q2 2015 and held it in 3 quarters. The position peaked at $20K in Q2 2015. 7 funds tracked by Wall St. Rank hold SZO as of Q3 2016.

Ladenburg Thalmann Financial Services reported no remaining DB Crude Oil Short Exchange Traded Notes due June 1, 2038 position as of Q3 2016 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 81 DB Crude Oil Short Exchange Traded Notes due June 1, 2038 shares in Q3 2016, an estimated $7K.
Ladenburg Thalmann Financial Services first reported a position in DB Crude Oil Short Exchange Traded Notes due June 1, 2038 in Q2 2015 and held it in 3 quarters.
Ladenburg Thalmann Financial Services's DB Crude Oil Short Exchange Traded Notes due June 1, 2038 position peaked at $20K in Q2 2015.
7 funds tracked by Wall St. Rank held DB Crude Oil Short Exchange Traded Notes due June 1, 2038 as of Q3 2016.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.