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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXL icon
4926
First Trust Nasdaq Semiconductor ETF
FTXL
$1.38B
$2K ﹤0.01%
67
– –
FUTU icon
4927
Futu Holdings
FUTU
$14.7B
$2K ﹤0.01%
200
– –
GSM icon
4928
FerroAtlántica
GSM
$818M
$2K ﹤0.01%
2,008
– –
GTE icon
4929
Gran Tierra Energy
GTE
$336M
$2K ﹤0.01%
120
– –
GWRS icon
4930
Global Water Resources
GWRS
$256M
$2K ﹤0.01%
161
+1
+0.6% +$12
HBCP icon
4931
Home Bancorp
HBCP
$569M
$2K ﹤0.01%
64
-5
-7% -$187
AGIG
4932
Abundia Global Impact Group
AGIG
$38.5M
$2K ﹤0.01%
80
– –
ISRA icon
4933
VanEck Israel ETF
ISRA
$163M
$2K ﹤0.01%
52
– –
JKS
4934
JinkoSolar
JKS
$853M
$2K ﹤0.01%
154
-3,746
-96% -$75.3K
KLXE icon
4935
KLX Energy Services
KLXE
$36M
$2K ﹤0.01%
48
– –
KPRX icon
4936
Kiora Pharmaceuticals
KPRX
$11.5M
$2K ﹤0.01%
2
– –
LNTH icon
4937
Lantheus
LNTH
$6.59B
$2K ﹤0.01%
66
– –
LOVE
4938
LoveSac
LOVE
$258M
$2K ﹤0.01%
100
– –
LSAK icon
4939
Lesaka Technologies
LSAK
$414M
$2K ﹤0.01%
510
– –
LWAY icon
4940
Lifeway Foods
LWAY
$377M
$2K ﹤0.01%
950
– –
LXFR icon
4941
Luxfer Holdings
LXFR
$457M
$2K ﹤0.01%
134
+1
+0.8% +$18
MIDU icon
4942
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$81M
$2K ﹤0.01%
52
– –
MTEX icon
4943
Mannatech
MTEX
$11.9M
$2K ﹤0.01%
95
– –
MTRN icon
4944
Materion
MTRN
$5.88B
$2K ﹤0.01%
29
– –
NEPH icon
4945
Nephros
NEPH
$50.9M
$2K ﹤0.01%
+205
New +$1.5K
NERD icon
4946
Roundhill Video Games ETF
NERD
$15.7M
$2K ﹤0.01%
+100
New +$1.52K
OIS icon
4947
Oil States International
OIS
$526M
$2K ﹤0.01%
152
-109
-42% -$1.57K
ORMP icon
4948
Oramed Pharmaceuticals
ORMP
$182M
$2K ﹤0.01%
500
– –
AGPU
4949
Axe Compute Inc
AGPU
$96M
$2K ﹤0.01%
1
– –
PTEN icon
4950
Patterson-UTI
PTEN
$4.16B
$2K ﹤0.01%
271
-4,848
-95% -$47.5K
196 197
198
199 200

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.