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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHTH icon
4926
eHealth
EHTH
$43.9M
– –
-300
Closed -$6K
ELDN icon
4927
Eledon Pharmaceuticals
ELDN
$285M
$0 ﹤0.01%
2
– –
ENLV icon
4928
Enlivex Ltd
ENLV
$35M
$0 ﹤0.01%
2
– –
EWV icon
4929
ProShares Trust UltraShort MSCI Japan
EWV
$5.06M
$0 ﹤0.01%
3
– –
FBK icon
4930
FB Financial Corp
FBK
$3.04B
– –
-400
Closed -$14K
FCBC icon
4931
First Community Bankshares
FCBC
$911M
– –
-79
Closed -$2K
FFWM
4932
DELISTED
First Foundation Inc
FFWM
– –
-472
Closed -$8K
FXY icon
4933
Invesco CurrencyShares Japanese Yen Trust
FXY
$431M
$0 ﹤0.01%
+2
New +$173
GAIA icon
4934
Gaia
GAIA
$48.4M
$0 ﹤0.01%
20
– –
GASS icon
4935
StealthGas
GASS
$319M
$0 ﹤0.01%
50
-2,524
-98% -$7.96K
GECC icon
4936
Great Elm Capital Corp
GECC
$81.7M
– –
0
– –
GEG icon
4937
Great Elm Group
GEG
$69.3M
$0 ﹤0.01%
7
+5
+250% +$17
GEOS icon
4938
Geospace Technologies
GEOS
$75.7M
– –
-20
Closed –
GIGM icon
4939
GigaMedia
GIGM
$16.3M
$0 ﹤0.01%
100
– –
GLTR icon
4940
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
– –
-50
Closed -$3K
GSAT icon
4941
Globalstar
GSAT
$10.8B
$0 ﹤0.01%
7
-35
-83% -$1.01K
GSEU icon
4942
Goldman Sachs ActiveBeta Europe Equity ETF
GSEU
$126M
– –
-300
Closed -$9K
HBIO icon
4943
Harvard Bioscience
HBIO
$29.2M
– –
-30
Closed -$1K
HLNE icon
4944
Hamilton Lane
HLNE
$5.57B
– –
-128
Closed -$3K
HMY icon
4945
Harmony Gold Mining
HMY
$12.3B
$0 ﹤0.01%
306
– –
HRTG icon
4946
Heritage Insurance Holdings
HRTG
$991M
– –
-49
Closed -$1K
HSTM icon
4947
HealthStream
HSTM
$840M
$0 ﹤0.01%
18
– –
HWBK icon
4948
Hawthorn Bancshares
HWBK
$278M
– –
-3,740
Closed -$62K
IMNN icon
4949
Imunon
IMNN
$6.77M
– –
0
– –
INCO icon
4950
Columbia India Consumer ETF
INCO
$239M
– –
-765
Closed -$32K
196 197
198
199 200

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.