We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KCLI
4926
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
– –
-9
Closed –
CSG
4927
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-343,594
Closed -$2.23M
PGN
4928
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
– –
-2,175
Closed -$1K
AVL
4929
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
– –
-15,475
Closed -$1K
UIL
4930
DELISTED
UIL HOLDINGS
UIL
– –
-24,361
Closed -$1.23M
AWAY
4931
DELISTED
HOMEAWAY INC COM
AWAY
– –
-99
Closed -$3K
BEE
4932
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
– –
-775
Closed -$11K
WX
4933
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-1,665
Closed -$72K
CYT
4934
DELISTED
CYTEC INDS INC
CYT
– –
-533
Closed -$39K
STNR
4935
DELISTED
STEINER LEISURE LTD
STNR
– –
-110
Closed -$7K
ISSI
4936
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
– –
-325
Closed -$7K
ONFC
4937
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
– –
-1,000
Closed -$20K
FSL
4938
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
– –
-34
Closed -$1K
MWE
4939
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-17,659
Closed -$765K
MSO
4940
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
– –
-346
Closed -$2K
TAI
4941
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
– –
-651
Closed -$15K
PSEM
4942
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
– –
-120
Closed -$2K
TRF
4943
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
– –
-8,674
Closed -$84K
SIAL
4944
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-1,387
Closed -$193K
REMY
4945
DELISTED
REMY INTL INC NEW COMMON
REMY
– –
-25
Closed -$1K
ONCY
4946
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
– –
-4,000
Closed -$2K
CYN
4947
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-29
Closed -$3K
CNW
4948
DELISTED
CON-WAY INC.
CNW
– –
-19
Closed -$1K
HCBK
4949
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-7,012
Closed -$70K
OMG
4950
DELISTED
OM GROUP INC.
OMG
– –
-40
Closed -$1K
196 197
198
199 200

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.