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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAC icon
4901
Camden National
CAC
$996M
$2K ﹤0.01%
46
– –
CELH icon
4902
Celsius Holdings
CELH
$7.28B
$2K ﹤0.01%
1,593
– –
CEVA icon
4903
CEVA Inc
CEVA
$855M
$2K ﹤0.01%
64
-55
-46% -$1.6K
CHCO icon
4904
City Holding Co
CHCO
$2.08B
$2K ﹤0.01%
27
+12
+80% +$906
CIG icon
4905
CEMIG Preferred Shares
CIG
$5.58B
$2K ﹤0.01%
1,093
+555
+103% +$1.02K
CKX icon
4906
CKX Lands
CKX
$21.8M
$2K ﹤0.01%
200
– –
CLSD
4907
DELISTED
Clearside Biomedical
CLSD
$2K ﹤0.01%
160
– –
CNRG icon
4908
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$207M
$2K ﹤0.01%
60
+10
+20% +$391
COMB icon
4909
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$150M
$2K ﹤0.01%
+104
New +$2.46K
CVGI icon
4910
Commercial Vehicle Group
CVGI
$130M
$2K ﹤0.01%
275
+98
+55% +$717
CWBC
4911
Community West Bancshares
CWBC
$706M
$2K ﹤0.01%
85
– –
CYH icon
4912
Community Health Systems
CYH
$419M
$2K ﹤0.01%
551
-5,145
-90% -$13.4K
ECPG icon
4913
Encore Capital Group
ECPG
$2.15B
$2K ﹤0.01%
44
+27
+159% +$948
EFU icon
4914
ProShares Trust UltraShort MSCI EAFE
EFU
$1.13M
$2K ﹤0.01%
41
– –
ESTA icon
4915
Establishment Labs
ESTA
$2.25B
$2K ﹤0.01%
84
– –
EVC icon
4916
Entravision Communication
EVC
$820M
$2K ﹤0.01%
552
+7
+1% +$22
EVTC icon
4917
Evertec
EVTC
$1.91B
$2K ﹤0.01%
+82
New +$2.75K
EZA icon
4918
iShares MSCI South Africa ETF
EZA
$559M
$2K ﹤0.01%
48
-720
-94% -$36.4K
EZPW icon
4919
Ezcorp Inc
EZPW
$1.76B
$2K ﹤0.01%
+325
New +$2.78K
FLL icon
4920
Full House Resorts
FLL
$84.3M
$2K ﹤0.01%
1,000
– –
FLNT
4921
Fluent
FLNT
$132M
$2K ﹤0.01%
105
-383
-78% -$9.16K
FMNB icon
4922
Farmers National Banc Corp
FMNB
$970M
$2K ﹤0.01%
+135
New +$1.92K
FOSL icon
4923
Fossil Group
FOSL
$330M
$2K ﹤0.01%
137
– –
FOVL
4924
DELISTED
iShares Focused Value Factor ETF
FOVL
$2K ﹤0.01%
50
– –
FSV icon
4925
FirstService
FSV
$6.18B
$2K ﹤0.01%
22
– –
195 196
197
198 199

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.