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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARMP icon
4901
Armata Pharmaceuticals
ARMP
$173M
$0 ﹤0.01%
6
– –
ASM
4902
Avino Silver & Gold Mines
ASM
$1.2B
$0 ﹤0.01%
+150
New +$247
CVSA
4903
Covista Inc
CVSA
$4.8B
– –
-64
Closed -$2K
AXDX
4904
DELISTED
Accelerate Diagnostics
AXDX
– –
-160
Closed -$44K
BCBP icon
4905
BCB Bancorp
BCBP
$161M
– –
-1,306
Closed -$20K
GENZ
4906
VanEck Digital Native Economy ETF
GENZ
$17.6M
– –
-1,999
Closed -$81K
BL icon
4907
BlackLine
BL
$1.72B
– –
-33
Closed -$1K
CASI
4908
DELISTED
CASI Pharmaceuticals
CASI
$0 ﹤0.01%
5
– –
CATO icon
4909
Cato Corp
CATO
$66.1M
– –
-89
Closed -$2K
CATX icon
4910
Perspective Therapeutics
CATX
$342M
– –
-50
Closed –
CDZI icon
4911
Cadiz
CDZI
$291M
– –
-400
Closed -$5K
CEE
4912
Central and Eastern Europe Fund
CEE
$139M
– –
-16
Closed –
CHEF icon
4913
Chefs' Warehouse
CHEF
$4.5B
– –
-48,500
Closed -$631K
CIA icon
4914
Citizens
CIA
$192M
$0 ﹤0.01%
11
– –
CIG.C icon
4915
CEMIG Ordinary Shares
CIG.C
$8.95B
$0 ﹤0.01%
169
– –
CIVI
4916
DELISTED
Civitas Resources
CIVI
$0 ﹤0.01%
1
– –
CPS icon
4917
Cooper-Standard Automotive
CPS
$558M
– –
-47
Closed -$5K
CTRN icon
4918
Citi Trends
CTRN
$605M
$0 ﹤0.01%
13
– –
CVEO icon
4919
Civeo
CVEO
$318M
$0 ﹤0.01%
9
– –
DHX icon
4920
DHI Group
DHX
$173M
$0 ﹤0.01%
155
– –
DPST icon
4921
Direxion Daily Regional Banks Bull 3X ETF
DPST
$391M
– –
-2
Closed -$2K
EC icon
4922
Ecopetrol
EC
$34.5B
$0 ﹤0.01%
50
– –
EET icon
4923
ProShares Ultra MSCI Emerging Markets
EET
$36.1M
– –
-100
Closed -$7K
EGAN icon
4924
eGain
EGAN
$201M
$0 ﹤0.01%
100
– –
EGY icon
4925
Vaalco Energy
EGY
$594M
– –
-5,000
Closed -$5K
195 196
197
198 199

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.