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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFY
4901
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$0 ﹤0.01%
1
– –
AIMT
4902
DELISTED
Aimmune Therapeutics
AIMT
$0 ﹤0.01%
33
– –
PSV
4903
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
1
– –
SCON
4904
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
FSB
4905
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-360
Closed -$11K
TUES
4906
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
35
– –
CYOU
4907
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$0 ﹤0.01%
11
– –
GMZ
4908
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-29
Closed -$2K
CSS
4909
DELISTED
CSS Industries, Inc.
CSS
– –
-64
Closed -$2K
AVEO
4910
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$0 ﹤0.01%
+25
New +$235
ANFI
4911
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-1,500
Closed -$11K
NVTR
4912
DELISTED
Nuvectra Corporation Common Stock
NVTR
$0 ﹤0.01%
35
– –
LTXB
4913
DELISTED
LegacyTexas Financial Group Inc
LTXB
$0 ﹤0.01%
2
– –
DFRG
4914
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-67
Closed -$1K
EMCI
4915
DELISTED
EMC INS Group Inc
EMCI
– –
-150
Closed -$4K
CHSP
4916
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-17
Closed –
PCMI
4917
DELISTED
PCM, Inc
PCMI
– –
-100
Closed -$1K
LXFT
4918
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-90
Closed -$5K
ADYX
4919
DELISTED
Adynxx Inc
ADYX
$0 ﹤0.01%
2
– –
VISL
4920
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
IPCI
4921
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
1
– –
WMGIZ
4922
DELISTED
Wright Medical Group, Inc. Contingent Value Right
WMGIZ
$0 ﹤0.01%
+100
New +$135
ESND
4923
DELISTED
Essendant Inc.
ESND
– –
-212
Closed -$6K
ARDM
4924
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
CYHHZ
4925
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
+20
New –
195 196
197
198 199

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.