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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXN
4876
DELISTED
Aoxing Pharmaceutical Company Inc.
AXN
$1K ﹤0.01%
+3,900
New +$1.06K
COWN
4877
DELISTED
Cowen Inc. Class A Common Stock
COWN
$1K ﹤0.01%
55
-34
-38% -$556
ZGNX
4878
DELISTED
Zogenix, Inc.
ZGNX
$1K ﹤0.01%
37
– –
RELY
4879
DELISTED
Real Industry, Inc.
RELY
$1K ﹤0.01%
781
– –
USLV
4880
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
9
– –
CYTR
4881
DELISTED
CytRx Corp
CYTR
$1K ﹤0.01%
708
– –
HIBB
4882
DELISTED
Hibbett, Inc. Common Stock
HIBB
$1K ﹤0.01%
100
+88
+733% +$1.3K
IIP
4883
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
242
– –
MTL
4884
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$1K ﹤0.01%
107
– –
PGLC
4885
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$1K ﹤0.01%
244
– –
ESNC
4886
DELISTED
EnSync Inc
ESNC
$1K ﹤0.01%
2,000
-4,000
-67% -$1.65K
AST
4887
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$1K ﹤0.01%
445
-300
-40% -$1.01K
ARGS
4888
DELISTED
Argos Therapeutics, Inc.
ARGS
$1K ﹤0.01%
203
– –
RNWK
4889
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
250
– –
BHVN
4890
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$1K ﹤0.01%
33
– –
DDC
4891
DELISTED
Dominion Diamond Corporation
DDC
$1K ﹤0.01%
78
-10,141
-99% -$141K
ABCB icon
4892
Ameris Bancorp
ABCB
$5.89B
– –
-211
Closed -$10K
ABEO icon
4893
Abeona Therapeutics
ABEO
$413M
– –
-40
Closed -$6K
ACHV icon
4894
Achieve Life Sciences
ACHV
$683M
– –
0
– –
ACIC icon
4895
American Coastal Insurance
ACIC
$493M
– –
-119
Closed -$2K
ZNB
4896
Zeta Network Group
ZNB
$2.4M
– –
0
– –
ALT icon
4897
Altimmune
ALT
$599M
$0 ﹤0.01%
3
+2
+200% +$149
ALTO icon
4898
Alto Ingredients
ALTO
$340M
$0 ﹤0.01%
9
-2
-18% -$11
ANY icon
4899
Sphere 3D
ANY
$16M
– –
0
– –
APYX icon
4900
Apyx Medical
APYX
$171M
– –
-100
Closed –
194 195
196
197 198

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.