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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYBX
4876
DELISTED
CYBERONICS INC
CYBX
– –
-40
Closed -$2K
SURG
4877
DELISTED
SYNERGETICS USA, INC.
SURG
$0 ﹤0.01%
6
-9
-60% -$47
LMNS
4878
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
$0 ﹤0.01%
24
-11
-31% -$152
HILL
4879
DELISTED
DOT HILL SYSTEMS CORP
HILL
– –
-300
Closed -$2K
APP
4880
DELISTED
AMERICAN APPAREL INC COM
APP
$0 ﹤0.01%
4,000
– –
SVLC
4881
DELISTED
SILVERCREST MINES INC ORD SHS (CDA)
SVLC
– –
-5,800
Closed -$6K
ZU
4882
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$0 ﹤0.01%
25
-13,600
-100% -$211K
TRAK
4883
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-34
Closed -$2K
STRI
4884
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
– –
-14,918
Closed -$18K
FORX
4885
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
– –
-300
Closed -$13K
TECU
4886
DELISTED
TECUMSEH PRODUCTS COMPANY COMMON STOCK
TECU
– –
-100
Closed –
VRS
4887
DELISTED
VERSO CORP COM STK (DE)
VRS
– –
-6,500
Closed -$4K
QDXU
4888
DELISTED
MARKET VECTORS ETF TR MSCI INTL QUALITY DIVID ETF (DE)
QDXU
– –
-4,430
Closed -$204K
QXUS
4889
DELISTED
MARKET VECTORS ETF TR MSCI INTL QUALITY ETF (DE)
QXUS
– –
-57
Closed -$3K
TSRE
4890
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
– –
-1,040
Closed -$7K
BGMD
4891
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
– –
-625
Closed -$1K
ZQK
4892
DELISTED
QUICKSILVER,INC.
ZQK
– –
-567
Closed –
CMK
4893
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
– –
-1,750
Closed -$15K
GMK
4894
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
– –
-222
Closed -$11K
HSP
4895
DELISTED
HOSPIRA INC
HSP
– –
-1,930
Closed -$171K
IBMD
4896
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
– –
-185
Closed -$10K
PLL
4897
DELISTED
PALL CORP
PLL
– –
-4,918
Closed -$612K
ARMF
4898
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
– –
-2,415
Closed -$45K
RCPT
4899
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-248
Closed -$47K
FRS
4900
DELISTED
FRISCH'S RESTAURANTS INC
FRS
– –
-700
Closed -$23K
194 195
196
197 198

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.