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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDW icon
4851
Tidewater
TDW
$4.55B
$3K ﹤0.01%
223
-11
-5% -$207
TENB icon
4852
Tenable Holdings
TENB
$4.41B
$3K ﹤0.01%
129
+30
+30% +$760
TLK icon
4853
Telkom Indonesia
TLK
$14.5B
$3K ﹤0.01%
95
+3
+3% +$91
WK icon
4854
Workiva
WK
$4.01B
$3K ﹤0.01%
72
-390
-84% -$20.5K
WMS icon
4855
Advanced Drainage Systems
WMS
$11.3B
$3K ﹤0.01%
100
– –
WNEB icon
4856
Western New England Bancorp
WNEB
$282M
$3K ﹤0.01%
+328
New +$3.01K
WTI icon
4857
W&T Offshore
WTI
$546M
$3K ﹤0.01%
714
-42,527
-98% -$195K
XCUR icon
4858
Exicure
XCUR
$8.35M
$3K ﹤0.01%
+7
New +$2.68K
ABTC
4859
American Bitcoin Corp
ABTC
$533M
– –
0
– –
VIVS
4860
VivoSim Labs
VIVS
$1.15M
$3K ﹤0.01%
53
-7
-12% -$589
SILK
4861
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$3K ﹤0.01%
100
– –
MMAT
4862
DELISTED
Meta Materials Inc. Common Stock
MMAT
$3K ﹤0.01%
13
– –
EMFM
4863
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
$3K ﹤0.01%
135
– –
SFE
4864
DELISTED
Safeguard Scientifics, Inc.
SFE
$3K ﹤0.01%
183
– –
CHS
4865
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
866
-609
-41% -$2.06K
AVTA
4866
DELISTED
Avantax, Inc. Common Stock
AVTA
$3K ﹤0.01%
155
-72
-32% -$1.81K
CGRN
4867
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$3K ﹤0.01%
645
– –
PSMM
4868
DELISTED
Invesco Moderately Conservative Multi-Asset Allocation ETF
PSMM
$3K ﹤0.01%
+250
New +$3.43K
VYNT
4869
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$3K ﹤0.01%
198
-269
-58% -$5.24K
DTEA
4870
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$3K ﹤0.01%
1,500
-8,403
-85% -$13K
IDLB
4871
DELISTED
Invesco FTSE International Low Beta Equal Weight ETF
IDLB
$3K ﹤0.01%
100
– –
AMPE
4872
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$3K ﹤0.01%
21
– –
ACH
4873
DELISTED
Alum Corp of China Ltd
ACH
$3K ﹤0.01%
410
+300
+273% +$2.38K
TVTY
4874
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$3K ﹤0.01%
184
+60
+48% +$1.04K
SRGA
4875
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$3K ﹤0.01%
33
– –
193 194
195
196 197

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.