We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQNM
4851
DELISTED
SEQUENOM INC NEW
SQNM
$0 ﹤0.01%
100
-29,000
-100% -$71K
RLYP
4852
DELISTED
RELYPSA INC COM
RLYP
– –
-167
Closed -$6K
FMD
4853
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$0 ﹤0.01%
43
– –
MESG
4854
DELISTED
XURA INC COM (DE)
MESG
$0 ﹤0.01%
5
– –
LDRH
4855
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-108
Closed -$5K
TWER
4856
DELISTED
Towerstream Corporation Common Stock
TWER
$0 ﹤0.01%
23
– –
XNPT
4857
DELISTED
XENOPORT, INC.
XNPT
$0 ﹤0.01%
60
– –
OIBR
4858
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$0 ﹤0.01%
42
– –
CRDS
4859
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
7
+1
+17% +$25
HERO
4860
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-7,000
Closed -$1K
PRGN
4861
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$0 ﹤0.01%
2
+1
+100% +$27
BIN
4862
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
– –
-400
Closed -$11K
CTCM
4863
DELISTED
CTC MEDIA INC COM STK
CTCM
– –
-2,884
Closed -$7K
CKP
4864
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$0 ﹤0.01%
45
– –
ATE
4865
DELISTED
Advantest Corp
ATE
– –
-77
Closed -$1K
ORIG
4866
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
BLT
4867
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$0 ﹤0.01%
14
-742
-98% -$5.47K
OVTI
4868
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-300
Closed -$8K
PVA
4869
DELISTED
PENN VIRGINIA CORP
PVA
$0 ﹤0.01%
650
-2,048
-76% -$3.13K
FCE.B
4870
DELISTED
Forest City Realty Trust, Inc.
FCE.B
$0 ﹤0.01%
20
– –
WAVX
4871
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
1
– –
ALTV
4872
DELISTED
Alteva
ALTV
$0 ﹤0.01%
100
– –
ISH
4873
DELISTED
INTL SHIPHOLDING CORP
ISH
$0 ﹤0.01%
102
+100
+5,000% +$534
KCLI
4874
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
$0 ﹤0.01%
9
– –
DEJ
4875
DELISTED
DEJOUR ENERGY INC COM
DEJ
– –
-19,000
Closed -$2K
193 194
195
196 197

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.