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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCAP
4826
DELISTED
Gain Capital Holdings, Inc.
GCAP
$0 ﹤0.01%
6
-4
-40% -$31
EGIF
4827
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– –
-500
Closed -$8K
MINI
4828
DELISTED
Mobile Mini Inc
MINI
– –
-634
Closed -$20K
TUES
4829
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
39
+7
+22% +$43
UNT
4830
DELISTED
UNIT Corporation
UNT
$0 ﹤0.01%
36
– –
CYOU
4831
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$0 ﹤0.01%
+11
New +$231
RRTS
4832
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$0 ﹤0.01%
+1
New +$313
ADRU
4833
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
– –
-3
Closed -$64
CRR
4834
DELISTED
Carbo Ceramics Inc.
CRR
– –
-132
Closed -$3K
ARTX
4835
DELISTED
Arotech Corporation
ARTX
– –
-71
Closed –
VSI
4836
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-86
Closed -$3K
LTXB
4837
DELISTED
LegacyTexas Financial Group Inc
LTXB
$0 ﹤0.01%
2
-2
-50% -$58
EPE
4838
DELISTED
EP Energy Corporation
EPE
– –
-2
Closed –
IPCI
4839
DELISTED
Intellipharmaceuticals International Inc.
IPCI
– –
-1
Closed –
WREI
4840
DELISTED
Invesco Wilshire US REIT ETF
WREI
– –
-156
Closed -$7K
BOJA
4841
DELISTED
Bojangles', Inc. Common Stock
BOJA
– –
-150
Closed -$3K
ARDM
4842
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
CYHHZ
4843
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
400
– –
RSYS
4844
DELISTED
Radisys Corp
RSYS
$0 ﹤0.01%
150
– –
OCLR
4845
DELISTED
Oclaro Inc.
OCLR
$0 ﹤0.01%
23
– –
KMG
4846
DELISTED
KMG Chemicals Inc
KMG
– –
-2
Closed –
AVHI
4847
DELISTED
A V Homes, Inc.
AVHI
– –
-500
Closed -$7K
KODK.WS
4848
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
12
– –
JNP
4849
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$0 ﹤0.01%
+25
New +$290
KND
4850
DELISTED
Kindred Healthcare
KND
$0 ﹤0.01%
25
– –
192 193
194
195 196

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.