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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEW
4801
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
$3K ﹤0.01%
141
– –
CORT icon
4802
Corcept Therapeutics
CORT
$11.9B
$3K ﹤0.01%
190
-143
-43% -$1.76K
CROX icon
4803
Crocs
CROX
$6.36B
$3K ﹤0.01%
113
+63
+126% +$1.53K
CWEB icon
4804
Direxion Daily CSI China Internet Index Bull 2X ETF
CWEB
$226M
$3K ﹤0.01%
+13
New +$2.88K
DDLS icon
4805
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$431M
$3K ﹤0.01%
100
– –
DEUS icon
4806
Xtrackers Russell US Multifactor ETF
DEUS
$307M
$3K ﹤0.01%
77
-24,239
-100% -$827K
DFIN icon
4807
Donnelley Financial Solutions
DFIN
$1.22B
$3K ﹤0.01%
179
-5
-3% -$62
DGICA icon
4808
Donegal Group Class A
DGICA
$696M
$3K ﹤0.01%
193
+2
+1% +$29
DGII icon
4809
Digi International
DGII
$3.23B
$3K ﹤0.01%
200
– –
DNLI icon
4810
Denali Therapeutics
DNLI
$3.97B
$3K ﹤0.01%
200
– –
DXLG icon
4811
Destination XL Group
DXLG
$33.2M
$3K ﹤0.01%
+1,500
New +$2.53K
EMIF icon
4812
iShares Emerging Markets Infrastructure ETF
EMIF
$12.7M
$3K ﹤0.01%
102
-532
-84% -$15.2K
ENVA icon
4813
Enova International
ENVA
$6.52B
$3K ﹤0.01%
164
+64
+64% +$1.51K
DMC
4814
Del Monte Corp
DMC
$1.44B
$3K ﹤0.01%
77
-3
-4% -$85
FMBH icon
4815
First Mid Bancshares
FMBH
$1.39B
$3K ﹤0.01%
+100
New +$3.33K
FSM icon
4816
Fortuna Silver Mines
FSM
$3.1B
$3K ﹤0.01%
702
-9,006
-93% -$32.9K
FSP
4817
Franklin Street Properties
FSP
$46.4M
$3K ﹤0.01%
382
+119
+45% +$933
GGB icon
4818
Gerdau
GGB
$9.42B
$3K ﹤0.01%
1,082
+7
+0.7% +$19
GME icon
4819
GameStop
GME
$8.33B
$3K ﹤0.01%
2,516
-6,580
-72% -$7.11K
GNFT
4820
DELISTED
Genfit
GNFT
$3K ﹤0.01%
200
– –
GOGL
4821
DELISTED
Golden Ocean Group
GOGL
$3K ﹤0.01%
596
+3
+0.5% +$18
GRBK icon
4822
Green Brick Partners
GRBK
$3.04B
$3K ﹤0.01%
+250
New +$2.4K
HRI icon
4823
Herc Holdings
HRI
$5.64B
$3K ﹤0.01%
61
– –
HSTM icon
4824
HealthStream
HSTM
$849M
$3K ﹤0.01%
102
-18
-15% -$483
IAF
4825
abrdn Australia Equity Fund
IAF
$127M
$3K ﹤0.01%
167
– –
191 192
193
194 195

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.