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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIFY
4801
Sify Technologies
SIFY
$1.14B
$1K ﹤0.01%
135
– –
SKF icon
4802
ProShares UltraShort Financials
SKF
$10.6M
$1K ﹤0.01%
3
– –
SPDN icon
4803
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$199M
$1K ﹤0.01%
26
-1,018
-98% -$34K
STGW icon
4804
Stagwell
STGW
$2.24B
$1K ﹤0.01%
135
– –
TBPH icon
4805
Theravance Biopharma
TBPH
$877M
$1K ﹤0.01%
17
– –
TGB
4806
Trekor Metals
TGB
$3.05B
$1K ﹤0.01%
+300
New +$492
THR
4807
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
47
– –
TIMB icon
4808
TIM SA
TIMB
$8.8B
$1K ﹤0.01%
100
– –
TMQ
4809
Trilogy Metals
TMQ
$656M
$1K ﹤0.01%
670
+31
+5% +$31
TX icon
4810
Ternium
TX
$10.6B
$1K ﹤0.01%
48
– –
UEC icon
4811
Uranium Energy
UEC
$5.57B
$1K ﹤0.01%
400
– –
UGP icon
4812
Ultrapar
UGP
$6.54B
$1K ﹤0.01%
+50
New +$589
UTSI icon
4813
UTStarcom
UTSI
$23.7M
$1K ﹤0.01%
119
– –
VTOL icon
4814
Bristow Group
VTOL
$1.36B
$1K ﹤0.01%
+29
New +$553
WES icon
4815
Western Midstream Partners
WES
$19.3B
$1K ﹤0.01%
25
-500
-95% -$20.5K
WF icon
4816
Woori Financial
WF
$17.6B
$1K ﹤0.01%
+21
New +$1.02K
WNS
4817
DELISTED
WNS Holdings
WNS
$1K ﹤0.01%
+22
New +$774
WWR icon
4818
Westwater Resources
WWR
$97.5M
$1K ﹤0.01%
15
+7
+88% +$502
XIN
4819
DELISTED
Xinyuan Real Estate
XIN
$1K ﹤0.01%
13
-36
-73% -$1.95K
YANG icon
4820
Direxion Daily FTSE China Bear 3X ETF
YANG
$89.2M
$1K ﹤0.01%
1
– –
LFWD icon
4821
ReWalk Robotics
LFWD
$21.6M
– –
0
– –
PRKS icon
4822
United Parks & Resorts
PRKS
$2.12B
$1K ﹤0.01%
+105
New +$1.44K
SCWX
4823
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$1K ﹤0.01%
49
– –
CHUY
4824
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$1K ﹤0.01%
59
+9
+18% +$191
ALIM
4825
DELISTED
Alimera Sciences
ALIM
$1K ﹤0.01%
67
– –
191 192
193
194 195

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.