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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
4801
Uranium Energy
UEC
$5.66B
$0 ﹤0.01%
180
– –
UPRO icon
4802
ProShares UltraPro S&P 500
UPRO
$5.73B
– –
-816
Closed -$9K
VCEL icon
4803
Vericel Corp
VCEL
$2.29B
$0 ﹤0.01%
18
– –
VHI icon
4804
Valhi
VHI
$464M
$0 ﹤0.01%
8
– –
VLGEA icon
4805
Village Super Market
VLGEA
$617M
$0 ﹤0.01%
18
– –
VXRT
4806
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
3
– –
WD icon
4807
Walker & Dunlop
WD
$1.49B
– –
-1,080
Closed -$31K
WRN
4808
Western Copper and Gold
WRN
$551M
$0 ﹤0.01%
82
-5,000
-98% -$1.7K
XBIT icon
4809
XBiotech
XBIT
$69.2M
– –
-600
Closed -$7K
XES icon
4810
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
$0 ﹤0.01%
2
-191
-99% -$29.7K
TRAW icon
4811
Traws Pharma
TRAW
$8.23M
– –
0
– –
AAMI
4812
Acadian Asset Management
AAMI
$3.26B
– –
-220
Closed -$3K
AE
4813
DELISTED
Adams Resources & Energy Inc
AE
$0 ﹤0.01%
1
– –
VIRX
4814
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$0 ﹤0.01%
3
– –
SEEL
4815
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
ALIM
4816
DELISTED
Alimera Sciences
ALIM
– –
-5
Closed –
TWOU
4817
DELISTED
2U Inc
TWOU
– –
-3
Closed -$3K
AINC
4818
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
CTHR
4819
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
53
-612
-92% -$6.25K
ENG
4820
DELISTED
ENGlobal Corp
ENG
– –
-188
Closed -$1K
YTEN
4821
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
EIGR
4822
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-1
Closed –
AVTA
4823
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
51
– –
EMAN
4824
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
81
– –
KDNY
4825
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-200
Closed -$28K
191 192
193
194 195

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.