We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACB icon
4776
Pacific Biosciences
PACB
$357M
$2K ﹤0.01%
700
– –
PDSB icon
4777
PDS Biotechnology
PDSB
$40.9M
$2K ﹤0.01%
+13
New +$2.62K
PROV icon
4778
Provident Financial
PROV
$113M
$2K ﹤0.01%
109
-6
-5% -$115
SIM icon
4779
Grupo SIMEC
SIM
$4.72B
$2K ﹤0.01%
250
– –
SNDA icon
4780
Sonida Senior Living
SNDA
$1.99B
$2K ﹤0.01%
10
– –
SOHU
4781
Sohu.com
SOHU
$376M
$2K ﹤0.01%
56
– –
TDOC icon
4782
Teladoc Health
TDOC
$1.29B
$2K ﹤0.01%
58
– –
TIMB icon
4783
TIM SA
TIMB
$8.79B
$2K ﹤0.01%
100
– –
WK icon
4784
Workiva
WK
$3.66B
$2K ﹤0.01%
72
– –
WKHS icon
4785
Workhorse Group
WKHS
$34.5M
– –
-4
Closed -$32.5K
WNS
4786
DELISTED
WNS Holdings
WNS
$2K ﹤0.01%
35
+13
+59% +$511
WSBF icon
4787
Waterstone Financial
WSBF
$370M
$2K ﹤0.01%
146
-11
-7% -$206
XWEL icon
4788
XWELL
XWEL
$8.06M
$2K ﹤0.01%
1
– –
VRN
4789
DELISTED
Veren
VRN
$2K ﹤0.01%
305
-660
-68% -$4.97K
IRD
4790
Opus Genetics
IRD
$304M
$2K ﹤0.01%
19
– –
MAGN
4791
Magnera Corp
MAGN
$466M
$2K ﹤0.01%
8
– –
ENFY
4792
DELISTED
Enlightify Inc
ENFY
$2K ﹤0.01%
146
– –
ITCI
4793
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2K ﹤0.01%
150
– –
PETQ
4794
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$2K ﹤0.01%
+91
New +$2.1K
DMK
4795
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$2K ﹤0.01%
6
– –
AVTA
4796
DELISTED
Avantax, Inc. Common Stock
AVTA
$2K ﹤0.01%
121
-3,428
-97% -$76.4K
NVCN
4797
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
ECOM
4798
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
200
– –
GBL
4799
DELISTED
GAMCO Investors, Inc.
GBL
$2K ﹤0.01%
+75
New +$2.19K
AXU
4800
DELISTED
Alexco Resource Corp
AXU
$2K ﹤0.01%
1,000
– –
190 191
192
193 194

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.