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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KW
4776
DELISTED
Kennedy-Wilson Holdings
KW
$1K ﹤0.01%
48
-484
-91% -$9.33K
LE icon
4777
Lands' End
LE
$403M
$1K ﹤0.01%
75
-1
-1% -$13
TULP
4778
Bloomia Holdings
TULP
$16.3M
$1K ﹤0.01%
+72
New +$527
LILA icon
4779
Liberty Latin America Class A
LILA
$1.67B
$1K ﹤0.01%
84
-38
-31% -$614
LIVN icon
4780
LivaNova
LIVN
$4.2B
$1K ﹤0.01%
+8
New +$507
LQDT icon
4781
Liquidity Services
LQDT
$1.32B
$1K ﹤0.01%
167
– –
MANU icon
4782
Manchester United
MANU
$3.73B
$1K ﹤0.01%
30
-165
-85% -$2.78K
MCHX icon
4783
Marchex
MCHX
$79.7M
$1K ﹤0.01%
+164
New +$489
NL icon
4784
NLI Holdings
NL
$317M
$1K ﹤0.01%
105
– –
NMT icon
4785
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$129M
$1K ﹤0.01%
100
– –
NTIP icon
4786
Network-1 Technologies
NTIP
$36.4M
$1K ﹤0.01%
156
– –
NTWK icon
4787
NetSol Technologies
NTWK
$50.6M
$1K ﹤0.01%
200
– –
OCUL icon
4788
Ocular Therapeutix
OCUL
$2.02B
$1K ﹤0.01%
100
– –
OFG icon
4789
OFG Bancorp
OFG
$2.21B
$1K ﹤0.01%
132
-147
-53% -$1.4K
OPTT icon
4790
Ocean Power Technologies
OPTT
$49.9M
$1K ﹤0.01%
38
-127
-77% -$3.22K
PCF
4791
High Income Securities Fund
PCF
$99.9M
$1K ﹤0.01%
77
-840
-92% -$7.4K
PRNT icon
4792
The 3D Printing ETF
PRNT
$65M
$1K ﹤0.01%
+50
New +$1.24K
PTN
4793
Palatin Technologies
PTN
$13.8M
$1K ﹤0.01%
1
– –
RAND icon
4794
Rand Capital
RAND
$30.6M
$1K ﹤0.01%
+22
New +$565
REFR icon
4795
Research Frontiers
REFR
$17M
$1K ﹤0.01%
+500
New +$599
RRGB icon
4796
Red Robin
RRGB
$152M
$1K ﹤0.01%
11
– –
SAGE
4797
DELISTED
Sage Therapeutics
SAGE
$1K ﹤0.01%
18
+7
+64% +$550
SBCF icon
4798
Seacoast Banking Corp of Florida
SBCF
$3.35B
$1K ﹤0.01%
40
– –
SHOE
4799
Shoe Station Group
SHOE
$428M
$1K ﹤0.01%
94
– –
SHG icon
4800
Shinhan Financial Group
SHG
$35.6B
$1K ﹤0.01%
+27
New +$1.23K
190 191
192
193 194

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.