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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPCI
4776
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$1K ﹤0.01%
41
-30
-42% -$773
EOCC
4777
DELISTED
Enel Generacion Chile S.A.
EOCC
$1K ﹤0.01%
57
+1
+2% +$20
JONE
4778
DELISTED
Jones Energy, Inc.
JONE
$1K ﹤0.01%
11
– –
EGC
4779
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
$1K ﹤0.01%
+38
New +$1.13K
GST
4780
DELISTED
Gastar Exploration Inc.
GST
$1K ﹤0.01%
600
– –
COTV
4781
DELISTED
Cotiviti Holdings, Inc.
COTV
$1K ﹤0.01%
33
– –
KND
4782
DELISTED
Kindred Healthcare
KND
$1K ﹤0.01%
174
– –
CHUBA
4783
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$1K ﹤0.01%
93
+5
+6% +$78
SGG
4784
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$1K ﹤0.01%
36
– –
WAC
4785
DELISTED
Walter Investment Mgt Corp
WAC
$1K ﹤0.01%
700
-100
-13% -$308
OME
4786
DELISTED
Omega Protein
OME
$1K ﹤0.01%
44
– –
FNFV
4787
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$1K ﹤0.01%
110
– –
BONT
4788
DELISTED
Bon-Ton Stores Inc/The
BONT
$1K ﹤0.01%
600
– –
CEMP
4789
DELISTED
Cempra, Inc.
CEMP
$1K ﹤0.01%
230
– –
PTHN
4790
DELISTED
Patheon N.V.
PTHN
$1K ﹤0.01%
22
– –
NVDQ
4791
DELISTED
Novadaq Technologies Inc.
NVDQ
$1K ﹤0.01%
100
-2,294
-96% -$16.3K
NUTR
4792
DELISTED
Nutraceutical International Co
NUTR
$1K ﹤0.01%
18
-3
-14% -$102
TVIA
4793
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$1K ﹤0.01%
1,900
+500
+36% +$466
ENOC
4794
DELISTED
EnerNOC, Inc.
ENOC
$1K ﹤0.01%
135
– –
XRA
4795
DELISTED
Exeter Resources Corporation
XRA
$1K ﹤0.01%
300
– –
CHMT
4796
DELISTED
Chemtura Corporation
CHMT
$1K ﹤0.01%
27
-2,661
-99% -$88.3K
ADPT
4797
DELISTED
Adeptus Health Inc
ADPT
$1K ﹤0.01%
400
-1,000
-71% -$5.61K
SCNB
4798
DELISTED
Suffolk Bancorp
SCNB
$1K ﹤0.01%
20
– –
IO
4799
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
261
– –
AOI
4800
DELISTED
Alliance One International
AOI
$1K ﹤0.01%
64
-14
-18% -$220
190 191
192
193 194

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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.