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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTNP
4776
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
TTSH
4777
DELISTED
Tile Shop Holdings
TTSH
– –
-1,000
Closed -$12K
TWIN icon
4778
Twin Disc
TWIN
$342M
– –
-403
Closed -$5K
UEC icon
4779
Uranium Energy
UEC
$5.63B
$0 ﹤0.01%
180
– –
ULST icon
4780
State Street Ultra Short Term Bond ETF
ULST
$526M
– –
-777
Closed -$31K
UMC icon
4781
United Microelectronic
UMC
$47.1B
– –
-872
Closed -$1K
UTI icon
4782
Universal Technical Institute
UTI
$1.47B
– –
-72
Closed –
VCEL icon
4783
Vericel Corp
VCEL
$2.25B
$0 ﹤0.01%
18
-3
-14% -$7
VHI icon
4784
Valhi
VHI
$474M
$0 ﹤0.01%
8
– –
VLGEA icon
4785
Village Super Market
VLGEA
$616M
$0 ﹤0.01%
18
+6
+50% +$153
VSEC icon
4786
VSE Corp
VSEC
$6.21B
– –
-432
Closed -$9K
VUZI icon
4787
Vuzix
VUZI
$217M
– –
-160
Closed -$1K
VXRT
4788
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
3
-15
-83% -$329
XAR icon
4789
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.53B
– –
-255
Closed -$27K
XMLV icon
4790
Invesco S&P MidCap Low Volatility ETF
XMLV
$740M
– –
-600
Closed -$19K
TRAW icon
4791
Traws Pharma
TRAW
$8.22M
– –
0
– –
AE
4792
DELISTED
Adams Resources & Energy Inc
AE
$0 ﹤0.01%
1
– –
AY
4793
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-15
Closed –
SEEL
4794
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
ALIM
4795
DELISTED
Alimera Sciences
ALIM
$0 ﹤0.01%
+5
New +$217
AINC
4796
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
EMFM
4797
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
– –
-260
Closed -$5K
YTEN
4798
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
EIGR
4799
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$0 ﹤0.01%
1
-4
-80% -$2.26K
NETI
4800
DELISTED
Eneti Inc.
NETI
– –
-3
Closed –
190 191
192
193 194

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.