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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADMS
4776
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-4
Closed –
GPX
4777
DELISTED
GP Strategies Corp.
GPX
– –
-144
Closed -$4K
JAX
4778
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
+25
New +$246
ALSK
4779
DELISTED
Alaska Communications Systems
ALSK
$0 ﹤0.01%
44
– –
TPCO
4780
DELISTED
Tribune Publishing Company Common Stock
TPCO
$0 ﹤0.01%
15
– –
BSD
4781
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$0 ﹤0.01%
+9
New +$120
PRGX
4782
DELISTED
PRGX Global, Inc.
PRGX
$0 ﹤0.01%
12
– –
EIGI
4783
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-155
Closed -$3K
RELV
4784
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
43
– –
GFY
4785
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$0 ﹤0.01%
1
– –
AXAS
4786
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-68
Closed -$4K
PSV
4787
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
1
– –
SCON
4788
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
GCAP
4789
DELISTED
Gain Capital Holdings, Inc.
GCAP
$0 ﹤0.01%
10
– –
TUES
4790
DELISTED
Tuesday Morning Corp
TUES
$0 ﹤0.01%
32
– –
AGND
4791
DELISTED
WisdomTree Trust WisdomTree Negative Duration U.S. Aggregate Bond Fund
AGND
– –
-1,433
Closed -$65K
UNT
4792
DELISTED
UNIT Corporation
UNT
$0 ﹤0.01%
+36
New +$613
MLNX
4793
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-20
Closed -$1K
CYOU
4794
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-32
Closed -$1K
MICR
4795
DELISTED
Micron Solutions, Inc.
MICR
– –
-32,000
Closed -$201K
ADRU
4796
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$0 ﹤0.01%
3
– –
EEI
4797
DELISTED
Ecology and Environment
EEI
– –
-100
Closed -$1K
HOS
4798
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-59
Closed -$1K
ARTX
4799
DELISTED
Arotech Corporation
ARTX
$0 ﹤0.01%
71
– –
LTXB
4800
DELISTED
LegacyTexas Financial Group Inc
LTXB
$0 ﹤0.01%
4
+3
+300% +$88
190 191
192
193 194

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.