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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDI icon
4751
Reading International Class A
RDI
$33.2M
$4K ﹤0.01%
370
+82
+28% +$1.03K
REI icon
4752
Ring Energy
REI
$349M
$4K ﹤0.01%
2,489
+1,662
+201% +$3.56K
REX icon
4753
REX American Resources
REX
$1.44B
$4K ﹤0.01%
300
– –
ROAD icon
4754
Construction Partners
ROAD
$6.73B
$4K ﹤0.01%
268
– –
RRR icon
4755
Red Rock Resorts
RRR
$3.67B
$4K ﹤0.01%
200
– –
SCYX icon
4756
SCYNEXIS
SCYX
$50.9M
$4K ﹤0.01%
+44
New +$4.02K
TAP.A icon
4757
Molson Coors Class A
TAP.A
$4K ﹤0.01%
+67
New +$4.29K
TGB
4758
Trekor Metals
TGB
$3.08B
$4K ﹤0.01%
9,020
+2,020
+29% +$909
THRM icon
4759
Gentherm
THRM
$1.32B
$4K ﹤0.01%
105
-18
-15% -$711
TSEM icon
4760
Tower Semiconductor
TSEM
$28.6B
$4K ﹤0.01%
225
+55
+32% +$1.03K
TTI icon
4761
TETRA Technologies
TTI
$1.25B
$4K ﹤0.01%
2,220
-98
-4% -$168
UIS icon
4762
Unisys
UIS
$210M
$4K ﹤0.01%
476
-295
-38% -$2.62K
URE icon
4763
ProShares Ultra Real Estate
URE
$60M
$4K ﹤0.01%
+50
New +$4.13K
VRA icon
4764
Vera Bradley
VRA
$94.7M
$4K ﹤0.01%
367
– –
WLDN icon
4765
Willdan Group
WLDN
$1.29B
$4K ﹤0.01%
100
– –
WOMN icon
4766
Impact Shares Womens Empowerment ETF Trading
WOMN
$59.5M
$4K ﹤0.01%
+200
New +$4.17K
WTBA icon
4767
West Bancorporation
WTBA
$511M
$4K ﹤0.01%
209
– –
ZEPP
4768
Zepp Health
ZEPP
$78.6M
$4K ﹤0.01%
88
-150
-63% -$6.3K
CCEC
4769
Capital Clean Energy Carriers
CCEC
$1.36B
$4K ﹤0.01%
326
– –
INVX
4770
Innovex International
INVX
$2.15B
$4K ﹤0.01%
85
-24
-22% -$1.17K
BACK
4771
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$4K ﹤0.01%
33
-4
-11% -$466
TCS
4772
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$4K ﹤0.01%
53
– –
AAU
4773
DELISTED
Almaden Minerals Ltd
AAU
$4K ﹤0.01%
6,600
– –
CASA
4774
DELISTED
Casa Systems, Inc. Common Stock
CASA
$4K ﹤0.01%
+500
New +$3.36K
MDRX
4775
DELISTED
Veradigm Inc. Common Stock
MDRX
$4K ﹤0.01%
334
-501
-60% -$5.14K
189 190
191
192 193

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.