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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOR
4751
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1K ﹤0.01%
124
– –
CVRS
4752
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$1K ﹤0.01%
+1,000
New +$842
TOWR
4753
DELISTED
Tower International, Inc.
TOWR
$1K ﹤0.01%
+34
New +$855
CHSP
4754
DELISTED
Chesapeake Lodging Trust
CHSP
$1K ﹤0.01%
+27
New +$639
PCMI
4755
DELISTED
PCM, Inc
PCMI
$1K ﹤0.01%
+59
New +$1.24K
HF
4756
DELISTED
HFF Inc.
HF
$1K ﹤0.01%
47
– –
GNCA
4757
DELISTED
Genocea Biosciences, Inc.
GNCA
$1K ﹤0.01%
38
– –
STBZ
4758
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$1K ﹤0.01%
36
– –
EOCC
4759
DELISTED
Enel Generacion Chile S.A.
EOCC
$1K ﹤0.01%
56
– –
JONE
4760
DELISTED
Jones Energy, Inc.
JONE
$1K ﹤0.01%
11
– –
SHLDW
4761
DELISTED
Sears Holdings Corporation - Warrant
SHLDW
$1K ﹤0.01%
158
– –
SYNT
4762
DELISTED
Syntel Inc
SYNT
$1K ﹤0.01%
28
-97
-78% -$2.09K
BTX.WS
4763
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$1K ﹤0.01%
1,498
-1
-0.1% -$1
ELON
4764
DELISTED
Echelon Corp
ELON
$1K ﹤0.01%
330
– –
GST
4765
DELISTED
Gastar Exploration Inc.
GST
$1K ﹤0.01%
600
-600
-50% -$725
COTV
4766
DELISTED
Cotiviti Holdings, Inc.
COTV
$1K ﹤0.01%
33
– –
KND
4767
DELISTED
Kindred Healthcare
KND
$1K ﹤0.01%
174
– –
HDNG
4768
DELISTED
Hardinge Inc
HDNG
$1K ﹤0.01%
+116
New +$1.22K
ACFC
4769
DELISTED
Atlantic Coast Financial Corporation
ACFC
$1K ﹤0.01%
200
– –
CHUBA
4770
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$1K ﹤0.01%
88
+24
+38% +$362
AVXS
4771
DELISTED
AveXis, Inc. Common Stock
AVXS
$1K ﹤0.01%
25
– –
OME
4772
DELISTED
Omega Protein
OME
$1K ﹤0.01%
44
-300
-87% -$7.09K
FNFV
4773
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$1K ﹤0.01%
110
-35
-24% -$446
BONT
4774
DELISTED
Bon-Ton Stores Inc/The
BONT
$1K ﹤0.01%
600
– –
CEMP
4775
DELISTED
Cempra, Inc.
CEMP
$1K ﹤0.01%
230
-120
-34% -$1.46K
189 190
191
192 193

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.