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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JJN
4726
DELISTED
iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037
JJN
$3K ﹤0.01%
+195
New +$2.74K
BNBX
4727
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
ATLC icon
4728
Atlanticus Holdings
ATLC
$1.45B
$2K ﹤0.01%
636
– –
AXSM icon
4729
Axsome Therapeutics
AXSM
$11.4B
$2K ﹤0.01%
391
– –
BCRX icon
4730
BioCryst Pharmaceuticals
BCRX
$2.51B
$2K ﹤0.01%
389
– –
BLFS icon
4731
BioLife Solutions
BLFS
$1.69B
$2K ﹤0.01%
+300
New +$1.73K
BSET icon
4732
Bassett Furniture
BSET
$169M
$2K ﹤0.01%
52
– –
BW icon
4733
Babcock & Wilcox
BW
$1.32B
$2K ﹤0.01%
36
-7
-16% -$318
CAC icon
4734
Camden National
CAC
$970M
$2K ﹤0.01%
47
– –
CCBG icon
4735
Capital City Bank Group
CCBG
$881M
$2K ﹤0.01%
108
– –
CCLD icon
4736
CareCloud
CCLD
$102M
$2K ﹤0.01%
750
– –
CKX icon
4737
CKX Lands
CKX
$22.3M
$2K ﹤0.01%
+200
New +$2.09K
CRTO icon
4738
Criteo S.A. Ordinary Shares
CRTO
$902M
$2K ﹤0.01%
68
-40
-37% -$1.43K
CVGI icon
4739
Commercial Vehicle Group
CVGI
$134M
$2K ﹤0.01%
177
-200
-53% -$1.92K
CWBC
4740
Community West Bancshares
CWBC
$676M
$2K ﹤0.01%
85
– –
DXD icon
4741
ProShares UltraShort Dow 30
DXD
$42.3M
$2K ﹤0.01%
10
– –
EEMA icon
4742
iShares MSCI Emerging Markets Asia ETF
EEMA
$857M
$2K ﹤0.01%
+30
New +$2.19K
EFU icon
4743
ProShares Trust UltraShort MSCI EAFE
EFU
$1.14M
$2K ﹤0.01%
41
– –
ELF icon
4744
e.l.f. Beauty
ELF
$5.62B
$2K ﹤0.01%
100
– –
ESSA
4745
DELISTED
ESSA Bancorp
ESSA
$2K ﹤0.01%
157
-8
-5% -$126
EUO icon
4746
ProShares UltraShort Euro
EUO
$33.2M
$2K ﹤0.01%
100
– –
FAAR icon
4747
First Trust Alternative Absolute Return Strategy ETF
FAAR
$198M
$2K ﹤0.01%
76
– –
FHB icon
4748
First Hawaiian
FHB
$3.32B
$2K ﹤0.01%
+60
New +$1.76K
FLWS icon
4749
1-800-Flowers.com
FLWS
$255M
$2K ﹤0.01%
+163
New +$1.63K
FMF icon
4750
First Trust Managed Futures Strategy Fund
FMF
$258M
$2K ﹤0.01%
47
– –
188 189
190
191 192

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.