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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MULE
4726
DELISTED
MuleSoft, Inc.
MULE
$2K ﹤0.01%
76
– –
LBCC
4727
DELISTED
Long Blockchain Corp. Common Stock
LBCC
$2K ﹤0.01%
+875
New +$3.38K
BIOA
4728
DELISTED
BioAmber Inc.
BIOA
$2K ﹤0.01%
5,000
– –
ALR.PRB
4729
DELISTED
Alere Inc
ALR.PRB
$2K ﹤0.01%
6
– –
NYNY
4730
DELISTED
Empire Resorts, Inc.
NYNY
$2K ﹤0.01%
87
– –
FUD
4731
DELISTED
E-TRACS UBS Bloomberg CMCI Food ETN
FUD
$2K ﹤0.01%
+100
New +$1.88K
EIV
4732
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2K ﹤0.01%
159
+32
+25% +$407
XLIS
4733
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$2K ﹤0.01%
40
– –
SVA
4734
DELISTED
Sinovac Biotech, Ltd
SVA
$2K ﹤0.01%
300
– –
PGM
4735
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
$2K ﹤0.01%
90
– –
JJA
4736
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$2K ﹤0.01%
80
– –
ACRS icon
4737
Aclaris Therapeutics
ACRS
$869M
$1K ﹤0.01%
30
– –
ACTG icon
4738
Acacia Research
ACTG
$470M
$1K ﹤0.01%
148
– –
AKBA icon
4739
Akebia Therapeutics
AKBA
$252M
$1K ﹤0.01%
59
– –
AKO.B icon
4740
Embotelladora Andina Series B
AKO.B
$4.95B
$1K ﹤0.01%
29
+1
+4% +$27
AQN icon
4741
Algonquin Power & Utilities
AQN
$4.42B
$1K ﹤0.01%
107
– –
AROC icon
4742
Archrock
AROC
$5.8B
$1K ﹤0.01%
48
– –
ARWR icon
4743
Arrowhead Research
ARWR
$12.4B
$1K ﹤0.01%
300
– –
ATLC icon
4744
Atlanticus Holdings
ATLC
$1.52B
$1K ﹤0.01%
636
– –
ATRA icon
4745
Atara Biotherapeutics
ATRA
$76.1M
$1K ﹤0.01%
2
– –
AVNW icon
4746
Aviat Networks
AVNW
$273M
$1K ﹤0.01%
136
-132
-49% -$1.13K
BATRA icon
4747
Atlanta Braves Holdings Series A
BATRA
$3.43B
$1K ﹤0.01%
50
+7
+16% +$173
BBW icon
4748
Build-A-Bear
BBW
$462M
$1K ﹤0.01%
100
– –
BKTI icon
4749
BK Technologies
BKTI
$291M
$1K ﹤0.01%
39
– –
BW icon
4750
Babcock & Wilcox
BW
$1.39B
$1K ﹤0.01%
43
+27
+169% +$1.66K
188 189
190
191 192

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.