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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEN
4726
DELISTED
ZENDESK INC
ZEN
$1K ﹤0.01%
40
– –
EXTN
4727
DELISTED
Exterran Corporation
EXTN
$1K ﹤0.01%
+54
New +$1.02K
GCP
4728
DELISTED
GCP Applied Technologies Inc.
GCP
$1K ﹤0.01%
48
– –
EPZM
4729
DELISTED
Epizyme, Inc
EPZM
$1K ﹤0.01%
109
– –
SFUN
4730
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$1K ﹤0.01%
4
– –
SRGA
4731
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$1K ﹤0.01%
10
– –
EVFM
4732
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$1K ﹤0.01%
+6
New +$623
HBP
4733
DELISTED
Huttig Building Products, Inc.
HBP
$1K ﹤0.01%
90
– –
MRLN
4734
DELISTED
Marlin Business Services Corp
MRLN
$1K ﹤0.01%
+64
New +$1.27K
INOV
4735
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$1K ﹤0.01%
115
– –
CNBKA
4736
DELISTED
Century Bancorp Inc/Mass
CNBKA
$1K ﹤0.01%
21
– –
SYKE
4737
DELISTED
SYKES Enterprises Inc
SYKE
$1K ﹤0.01%
46
+28
+156% +$781
LMNX
4738
DELISTED
Luminex Corp
LMNX
$1K ﹤0.01%
+42
New +$875
AEGN
4739
DELISTED
Aegion Corp
AEGN
$1K ﹤0.01%
50
– –
RP
4740
DELISTED
RealPage, Inc.
RP
$1K ﹤0.01%
34
+10
+42% +$279
SYNC
4741
DELISTED
Synacor, Inc.
SYNC
$1K ﹤0.01%
300
– –
ZCAN
4742
DELISTED
SPDR Solactive Canada ETF
ZCAN
$1K ﹤0.01%
+18
New +$952
ZAGG
4743
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$1K ﹤0.01%
100
– –
BMCH
4744
DELISTED
BMC Stock Holdings, Inc
BMCH
$1K ﹤0.01%
31
-136
-81% -$2.47K
IMMU
4745
DELISTED
Immunomedics Inc
IMMU
$1K ﹤0.01%
200
– –
AIMT
4746
DELISTED
Aimmune Therapeutics
AIMT
$1K ﹤0.01%
33
– –
INST
4747
DELISTED
Instructure, Inc.
INST
$1K ﹤0.01%
+32
New +$686
DERM
4748
DELISTED
Dermira, Inc.
DERM
$1K ﹤0.01%
25
– –
PKD
4749
DELISTED
Parker Drilling Company
PKD
$1K ﹤0.01%
45
– –
CRR
4750
DELISTED
Carbo Ceramics Inc.
CRR
$1K ﹤0.01%
+75
New +$668
188 189
190
191 192

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.