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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
4726
Uranium Energy
UEC
$5.63B
$0 ﹤0.01%
180
– –
ULBI icon
4727
Ultralife
ULBI
$116M
– –
-2,229
Closed -$9K
UTI icon
4728
Universal Technical Institute
UTI
$1.47B
$0 ﹤0.01%
72
-26
-27% -$146
VCEL icon
4729
Vericel Corp
VCEL
$2.25B
$0 ﹤0.01%
21
– –
VHI icon
4730
Valhi
VHI
$474M
$0 ﹤0.01%
8
– –
VLGEA icon
4731
Village Super Market
VLGEA
$616M
$0 ﹤0.01%
12
– –
VLRS
4732
Controladora Vuela Compania de Aviacion
VLRS
$927M
$0 ﹤0.01%
3
-498
-99% -$6.85K
VNCE icon
4733
Vince Holding Corp
VNCE
$83.4M
– –
-8
Closed -$1K
VRA icon
4734
Vera Bradley
VRA
$96.4M
– –
-100
Closed -$1K
VXRT
4735
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
18
– –
WILC icon
4736
G. Willi-Food International
WILC
$391M
– –
-134
Closed -$1K
WLDN icon
4737
Willdan Group
WLDN
$1.25B
– –
-1,125
Closed -$13K
WLFC icon
4738
Willis Lease Finance
WLFC
$1.2B
– –
-9
Closed –
XTL icon
4739
State Street SPDR S&P Telecom ETF
XTL
$542M
– –
-5,601
Closed -$322K
TRAW icon
4740
Traws Pharma
TRAW
$8.22M
– –
0
– –
ORKA
4741
Oruka Therapeutics
ORKA
$6.34B
– –
0
– –
VOXX
4742
DELISTED
VOXX International Corporation Class A
VOXX
– –
-100
Closed -$1K
AE
4743
DELISTED
Adams Resources & Energy Inc
AE
$0 ﹤0.01%
1
– –
AY
4744
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$0 ﹤0.01%
+15
New +$358
PMD
4745
DELISTED
Psychemedics Corporation
PMD
– –
-460
Closed -$7K
EGRX
4746
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-405
Closed -$33K
PRFT
4747
DELISTED
Perficient Inc
PRFT
– –
-291
Closed -$6K
EGIO
4748
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-41
Closed -$6K
AINC
4749
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
HOLI
4750
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-53
Closed -$1K
188 189
190
191 192

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.