We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIS icon
451
Vanguard Industrials ETF
VIS
$8.44B
$1.44M 0.03%
13,482
+4,999
+59% +$522K
GM icon
452
General Motors
GM
$77.2B
$1.44M 0.03%
41,187
+19,877
+93% +$635K
UFS
453
DELISTED
DOMTAR CORPORATION (New)
UFS
$1.44M 0.03%
35,742
-545
-2% -$21.5K
BSCG
454
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.44M 0.03%
65,044
+48,966
+305% +$1.09M
FVD icon
455
First Trust Value Line Dividend Fund
FVD
$8.35B
$1.44M 0.03%
59,439
-13,667
-19% -$320K
YHOO
456
DELISTED
Yahoo Inc
YHOO
$1.43M 0.03%
28,441
+4,672
+20% +$220K
IEO icon
457
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$1.43M 0.03%
20,026
+14,463
+260% +$1.11M
MHK icon
458
Mohawk Industries
MHK
$9.19B
$1.42M 0.03%
9,146
+101
+1% +$14.5K
EZM icon
459
WisdomTree US MidCap Fund
EZM
$952M
$1.42M 0.03%
45,807
-10,458
-19% -$314K
PRU icon
460
Prudential Financial
PRU
$42.1B
$1.41M 0.03%
15,711
+6,193
+65% +$532K
UWM icon
461
ProShares Ultra Russell2000
UWM
$243M
$1.41M 0.03%
62,516
-309,932
-83% -$6.4M
LOW icon
462
Lowe's Companies
LOW
$123B
$1.41M 0.03%
20,480
+624
+3% +$37.4K
SCHV
463
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.41M 0.03%
95,784
+17,643
+23% +$254K
PANW icon
464
Palo Alto Networks
PANW
$314B
$1.4M 0.03%
68,664
+9,384
+16% +$173K
PX
465
DELISTED
Praxair Inc
PX
$1.4M 0.03%
10,844
+4,051
+60% +$513K
IXP icon
466
iShares Global Comm Services ETF
IXP
$571M
$1.4M 0.03%
23,284
-8,855
-28% -$552K
PPL
467
PPL Corp
PPL
$26.3B
$1.4M 0.03%
41,352
+19,329
+88% +$632K
LNKD
468
DELISTED
LinkedIn Corporation
LNKD
$1.4M 0.03%
6,099
+5,007
+459% +$1.09M
FE icon
469
FirstEnergy
FE
$27.1B
$1.38M 0.03%
35,474
+4,205
+13% +$154K
HST icon
470
Host Hotels & Resorts
HST
$15.5B
$1.38M 0.03%
58,133
-888
-2% -$20.2K
IYC icon
471
iShares US Consumer Discretionary ETF
IYC
$1.23B
$1.38M 0.03%
40,068
-4,776
-11% -$154K
PSA icon
472
Public Storage
PSA
$60.8B
$1.38M 0.03%
7,428
+4,580
+161% +$829K
DFS
473
DELISTED
Discover Financial Services
DFS
$1.37M 0.03%
21,034
+3,809
+22% +$244K
HE icon
474
Hawaiian Electric Industries
HE
$2.02B
$1.37M 0.03%
40,963
+30,747
+301% +$895K
ABB
475
DELISTED
ABB Ltd
ABB
$1.37M 0.03%
64,742
+45,476
+236% +$984K
17 18
19
20 21

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.