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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEIC icon
451
SEI Investments
SEIC
$12.6B
$1.02M 0.03%
30,297
+1,117
+4% +$38K
DOC icon
452
Healthpeak Properties
DOC
$14.4B
$1.02M 0.03%
28,785
-3,233
-10% -$112K
ITW icon
453
Illinois Tool Works
ITW
$83.9B
$1.01M 0.03%
12,466
-459
-4% -$37.1K
MCK icon
454
McKesson
MCK
$103B
$1.01M 0.03%
5,738
-138
-2% -$24.1K
CSX icon
455
CSX Corp
CSX
$92.8B
$1.01M 0.03%
104,685
+6,624
+7% +$61.4K
BCE icon
456
BCE
BCE
$21B
$1.01M 0.03%
23,336
+1,933
+9% +$82.3K
IEX icon
457
IDEX
IEX
$17.2B
$1M 0.03%
13,789
+387
+3% +$28.2K
RS icon
458
Reliance Steel & Aluminium
RS
$21.9B
$1M 0.03%
14,214
+446
+3% +$31.8K
AIF
459
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1M 0.03%
56,231
+1,800
+3% +$32.3K
WDR
460
DELISTED
Waddell & Reed Financial, Inc.
WDR
$1M 0.03%
13,602
+805
+6% +$55.3K
PTY icon
461
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$1M 0.03%
55,359
+1,606
+3% +$29.4K
FXI icon
462
iShares China Large-Cap ETF
FXI
$4.35B
$994K 0.03%
27,879
-2,359
-8% -$82.6K
UL icon
463
Unilever
UL
$135B
$992K 0.03%
20,624
+2,225
+12% +$100K
SNDK
464
DELISTED
SANDISK CORP
SNDK
$991K 0.03%
12,239
+594
+5% +$43.8K
GL icon
465
Globe Life
GL
$14.2B
$988K 0.03%
18,833
– –
SYY icon
466
Sysco
SYY
$40.1B
$966K 0.03%
26,715
+1,627
+6% +$58.4K
CBI
467
DELISTED
Chicago Bridge & Iron Nv
CBI
$966K 0.03%
11,080
-684
-6% -$55.6K
APC
468
DELISTED
Anadarko Petroleum
APC
$965K 0.03%
11,391
+1,437
+14% +$118K
IOC
469
DELISTED
Interoil Corporation
IOC
$964K 0.03%
14,890
+500
+3% +$27.6K
MPC icon
470
Marathon Petroleum
MPC
$90B
$963K 0.03%
22,134
+806
+4% +$35.3K
JWN
471
DELISTED
Nordstrom
JWN
$960K 0.03%
15,375
+12,015
+358% +$723K
CLX icon
472
Clorox
CLX
$13B
$959K 0.03%
10,896
+1,248
+13% +$110K
WBD icon
473
Warner Bros
WBD
$67.4B
$957K 0.03%
22,482
+1,094
+5% +$46.1K
USMV icon
474
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$954K 0.03%
26,462
+7,647
+41% +$270K
MIDD icon
475
Middleby
MIDD
$5.89B
$947K 0.03%
9,720
+405
+4% +$35.3K
17 18
19
20 21

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.