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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSTA icon
4701
Lisata Therapeutics
LSTA
$9.82M
$1K ﹤0.01%
11
-8
-42% -$554
MBOT icon
4702
Microbot Medical
MBOT
$130M
$1K ﹤0.01%
7
-7
-50% -$615
MDGL icon
4703
Madrigal Pharmaceuticals
MDGL
$11.9B
$1K ﹤0.01%
52
-28
-35% -$440
MYRG icon
4704
MYR Group
MYRG
$5.14B
$1K ﹤0.01%
34
– –
NL icon
4705
NLI Holdings
NL
$308M
$1K ﹤0.01%
105
– –
NMT icon
4706
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$129M
$1K ﹤0.01%
100
– –
NNVC icon
4707
NanoViricides
NNVC
$35.7M
$1K ﹤0.01%
50
– –
NTIP icon
4708
Network-1 Technologies
NTIP
$36.1M
$1K ﹤0.01%
156
-1,600
-91% -$6.32K
NTLA icon
4709
Intellia Therapeutics
NTLA
$1.68B
$1K ﹤0.01%
+100
New +$1.34K
NTRA icon
4710
Natera
NTRA
$45.9B
$1K ﹤0.01%
128
+1
+0.8% +$10
NWPX icon
4711
NWPX Infrastructure Inc
NWPX
$1.1B
$1K ﹤0.01%
55
– –
OFG icon
4712
OFG Bancorp
OFG
$2.2B
$1K ﹤0.01%
+61
New +$777
PARR icon
4713
Par Pacific Holdings
PARR
$3.59B
$1K ﹤0.01%
85
– –
PSHG icon
4714
Performance Shipping
PSHG
$21.9M
– –
0
– –
RCG
4715
RENN Fund
RCG
$20.3M
$1K ﹤0.01%
500
– –
REVG
4716
DELISTED
REV Group
REVG
$1K ﹤0.01%
+40
New +$1.08K
SAGE
4717
DELISTED
Sage Therapeutics
SAGE
$1K ﹤0.01%
11
– –
SBCF icon
4718
Seacoast Banking Corp of Florida
SBCF
$3.37B
$1K ﹤0.01%
40
– –
SCSC icon
4719
Scansource
SCSC
$1.1B
$1K ﹤0.01%
19
-7
-27% -$285
SKF icon
4720
ProShares UltraShort Financials
SKF
$10.5M
$1K ﹤0.01%
3
– –
SNOA icon
4721
Sonoma Pharmaceuticals
SNOA
$6.17M
$1K ﹤0.01%
1
– –
SPDN icon
4722
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$199M
$1K ﹤0.01%
26
– –
SPXE icon
4723
ProShares S&P 500 ex-Energy ETF
SPXE
$87.3M
$1K ﹤0.01%
36
– –
SSTK icon
4724
Shutterstock
SSTK
$217M
$1K ﹤0.01%
13
– –
STGW icon
4725
Stagwell
STGW
$2.22B
$1K ﹤0.01%
135
– –
187 188
189
190 191

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.