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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCMT icon
4676
RCM Technologies
RCMT
$202M
$1K ﹤0.01%
+183
New +$1.21K
RGS icon
4677
Regis Corp
RGS
$71.5M
$1K ﹤0.01%
+2
New +$538
SAGE
4678
DELISTED
Sage Therapeutics
SAGE
$1K ﹤0.01%
11
– –
FLNA
4679
Filana Therapeutics
FLNA
$47.8M
$1K ﹤0.01%
+175
New +$812
SB icon
4680
Safe Bulkers
SB
$738M
$1K ﹤0.01%
1,000
– –
SBCF icon
4681
Seacoast Banking Corp of Florida
SBCF
$3.42B
$1K ﹤0.01%
40
– –
SCSC icon
4682
Scansource
SCSC
$1.08B
$1K ﹤0.01%
26
– –
SKF icon
4683
ProShares UltraShort Financials
SKF
$10.5M
$1K ﹤0.01%
3
– –
DCOY
4684
Decoy Therapeutics
DCOY
$2.03M
– –
0
– –
SLS icon
4685
SELLAS Life Sciences
SLS
$2.15B
– –
0
– –
SNOA icon
4686
Sonoma Pharmaceuticals
SNOA
$6.41M
$1K ﹤0.01%
1
– –
SPDN icon
4687
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$199M
$1K ﹤0.01%
26
– –
SPXE icon
4688
ProShares S&P 500 ex-Energy ETF
SPXE
$87.3M
$1K ﹤0.01%
36
– –
SRS icon
4689
ProShares UltraShort Real Estate
SRS
$16.4M
$1K ﹤0.01%
+2
New +$607
SSTK icon
4690
Shutterstock
SSTK
$208M
$1K ﹤0.01%
13
– –
STGW icon
4691
Stagwell
STGW
$2.27B
$1K ﹤0.01%
135
-424
-76% -$3.13K
STRL icon
4692
Sterling Infrastructure
STRL
$16.3B
$1K ﹤0.01%
113
+110
+3,667% +$880
SXC icon
4693
SunCoke Energy
SXC
$790M
$1K ﹤0.01%
100
-125
-56% -$1.33K
TBPH icon
4694
Theravance Biopharma
TBPH
$877M
$1K ﹤0.01%
17
– –
THR
4695
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
47
– –
TR icon
4696
Tootsie Roll Industries
TR
$2.99B
$1K ﹤0.01%
48
– –
TX icon
4697
Ternium
TX
$10.8B
$1K ﹤0.01%
48
– –
UTSI icon
4698
UTStarcom
UTSI
$23.9M
$1K ﹤0.01%
119
– –
UUUU icon
4699
Energy Fuels
UUUU
$3.64B
$1K ﹤0.01%
647
– –
UVXY icon
4700
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$291M
– –
0
– –
186 187
188
189 190

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.