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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMAT
4601
DELISTED
Meta Materials Inc. Common Stock
MMAT
$4K ﹤0.01%
13
– –
EVBG
4602
DELISTED
Everbridge, Inc. Common Stock
EVBG
$4K ﹤0.01%
+134
New +$3.65K
ACGN
4603
DELISTED
Aceragen Inc
ACGN
$4K ﹤0.01%
16
– –
BLCM
4604
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$4K ﹤0.01%
51
-9
-15% -$883
TA
4605
DELISTED
TravelCenters of America LLC
TA
$4K ﹤0.01%
208
+40
+24% +$928
ZVO
4606
DELISTED
Zovio Inc. Common Stock
ZVO
$4K ﹤0.01%
521
– –
RJZ
4607
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$4K ﹤0.01%
450
– –
SRGA
4608
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$4K ﹤0.01%
+33
New +$4.53K
CSOD
4609
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$4K ﹤0.01%
123
– –
BPFH
4610
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$4K ﹤0.01%
261
+40
+18% +$638
PTVCB
4611
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$4K ﹤0.01%
177
-146
-45% -$3.4K
ACIA
4612
DELISTED
Acacia Communications Inc
ACIA
$4K ﹤0.01%
115
– –
MCEP
4613
DELISTED
Mid-Con Energy Partners, LP
MCEP
$4K ﹤0.01%
138
– –
SHLO
4614
DELISTED
Shiloh Industries Inc
SHLO
$4K ﹤0.01%
500
– –
VQT
4615
DELISTED
iPath S&P VEQTOR ETN
VQT
$4K ﹤0.01%
28
– –
CHKR
4616
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$4K ﹤0.01%
2,057
+6
+0.3% +$13
MLNT
4617
DELISTED
Melinta Therapeutics, Inc. Common Stock
MLNT
$4K ﹤0.01%
+49
New +$3.63K
QTNA
4618
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
$4K ﹤0.01%
366
-550
-60% -$7.52K
DWLV
4619
DELISTED
Invesco DWA Momentum & Low Volatility Rotation ETF
DWLV
$4K ﹤0.01%
+131
New +$4.01K
AHL
4620
DELISTED
ASPEN Insurance Holding Limited
AHL
$4K ﹤0.01%
107
-96
-47% -$3.97K
RXIIW
4621
DELISTED
RXi Pharmaceuticals Corporation Warrants expiring 12/16/2021
RXIIW
$4K ﹤0.01%
30,000
– –
CDTI
4622
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$4K ﹤0.01%
500
– –
HCOM
4623
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$4K ﹤0.01%
130
-6
-4% -$183
NVIV
4624
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
– –
HSNI
4625
DELISTED
HSN, Inc.
HSNI
$4K ﹤0.01%
124
+1
+0.8% +$40
183 184
185
186 187

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.