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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GREK
4576
Global X MSCI Greece ETF
GREK
$331M
$6K ﹤0.01%
200
-21,500
-99% -$599K
GSBC icon
4577
Great Southern Bancorp
GSBC
$877M
$6K ﹤0.01%
102
-1,136
-92% -$65.6K
KEQU icon
4578
Kewaunee Scientific
KEQU
$104M
$6K ﹤0.01%
364
– –
KF
4579
Korea Fund
KF
$261M
$6K ﹤0.01%
211
– –
LABU icon
4580
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$623M
$6K ﹤0.01%
10
– –
MBUU icon
4581
Malibu Boats
MBUU
$576M
$6K ﹤0.01%
202
+100
+98% +$3.08K
MGY icon
4582
Magnolia Oil & Gas
MGY
$6.25B
$6K ﹤0.01%
517
– –
MITK icon
4583
Mitek Systems
MITK
$838M
$6K ﹤0.01%
635
+500
+370% +$4.98K
NX icon
4584
Quanex
NX
$1B
$6K ﹤0.01%
337
-349
-51% -$6.27K
ONEO icon
4585
State Street SPDR Russell 1000 Momentum Focus ETF
ONEO
$30.2M
$6K ﹤0.01%
80
– –
PDD icon
4586
Pinduoduo
PDD
$120B
$6K ﹤0.01%
200
+100
+100% +$2.67K
PHI icon
4587
PLDT
PHI
$4.24B
$6K ﹤0.01%
264
+3
+1% +$67
PKE icon
4588
Park Aerospace
PKE
$828M
$6K ﹤0.01%
354
– –
PXLW icon
4589
Pixelworks
PXLW
$42.3M
$6K ﹤0.01%
+125
New +$4.96K
SCL icon
4590
Stepan Co
SCL
$1.48B
$6K ﹤0.01%
59
-174
-75% -$16.5K
SHO icon
4591
Sunstone Hotel Investors
SHO
$2.01B
$6K ﹤0.01%
435
+125
+40% +$1.68K
SRG
4592
Seritage Growth Properties
SRG
$131M
$6K ﹤0.01%
136
-85
-38% -$3.49K
SYRE icon
4593
Spyre Therapeutics
SYRE
$8.98B
$6K ﹤0.01%
31
– –
TENX icon
4594
Tenax Therapeutics
TENX
$68.5M
$6K ﹤0.01%
+3
New +$6.24K
UEVM icon
4595
VictoryShares Emerging Markets Value Momentum ETF
UEVM
$251M
$6K ﹤0.01%
+151
New +$6.43K
UFPT icon
4596
UFP Technologies
UFPT
$2.48B
$6K ﹤0.01%
154
– –
UNB icon
4597
Union Bankshares
UNB
$120M
$6K ﹤0.01%
207
+7
+4% +$222
UPBD icon
4598
Upbound Group
UPBD
$1.11B
$6K ﹤0.01%
238
+38
+19% +$998
UXI icon
4599
ProShares Ultra Industrials
UXI
$32.9M
$6K ﹤0.01%
300
– –
UYM icon
4600
ProShares Ultra Materials
UYM
$40M
$6K ﹤0.01%
404
-3,180
-89% -$44.3K
182 183
184
185 186

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.