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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGL
4551
DELISTED
Engility Holdings, Inc.
EGL
$5K ﹤0.01%
193
-10
-5% -$304
VIA
4552
DELISTED
Viacom Inc. Class A
VIA
$5K ﹤0.01%
165
-237
-59% -$7.86K
DTYS
4553
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$5K ﹤0.01%
251
– –
AUO
4554
DELISTED
AU Optronics Corp
AUO
$5K ﹤0.01%
1,199
+159
+15% +$661
REN
4555
DELISTED
Resolute Energy Corporaton
REN
$5K ﹤0.01%
168
+12
+8% +$349
ISRL
4556
DELISTED
Isramco Inc
ISRL
$5K ﹤0.01%
50
– –
PTM
4557
DELISTED
E-TRACS UBS Long Platinum ETN
PTM
$5K ﹤0.01%
534
-822
-61% -$7.91K
AFMD
4558
DELISTED
Affimed
AFMD
$4K ﹤0.01%
300
– –
AIEQ icon
4559
Amplify AI Powered Equity ETF
AIEQ
$124M
$4K ﹤0.01%
+150
New +$3.78K
AMKR icon
4560
Amkor Technology
AMKR
$13.4B
$4K ﹤0.01%
431
+164
+61% +$1.75K
AMPH icon
4561
Amphastar Pharmaceuticals
AMPH
$875M
$4K ﹤0.01%
200
– –
AQN icon
4562
Algonquin Power & Utilities
AQN
$4.48B
$4K ﹤0.01%
377
+270
+252% +$2.94K
ASEA icon
4563
Global X FTSE Southeast Asia ETF
ASEA
$102M
$4K ﹤0.01%
225
+100
+80% +$1.63K
AUDC icon
4564
AudioCodes
AUDC
$252M
$4K ﹤0.01%
500
– –
CCO icon
4565
Clear Channel Outdoor Holdings
CCO
$1.23B
$4K ﹤0.01%
818
– –
CLIR icon
4566
ClearSign Technologies
CLIR
$27.8M
$4K ﹤0.01%
100
– –
CLS icon
4567
Celestica
CLS
$39.3B
$4K ﹤0.01%
342
– –
COHU icon
4568
Cohu
COHU
$2.46B
$4K ﹤0.01%
200
– –
CSV icon
4569
Carriage Services
CSV
$540M
$4K ﹤0.01%
174
+1
+0.6% +$26
EFNL icon
4570
iShares MSCI Finland ETF
EFNL
$247M
$4K ﹤0.01%
+100
New +$3.96K
ENOR icon
4571
iShares MSCI Norway ETF
ENOR
$100M
$4K ﹤0.01%
+160
New +$4.11K
FBIO icon
4572
Fortress Biotech
FBIO
$87.7M
$4K ﹤0.01%
67
– –
FMX icon
4573
Fomento Económico Mexicano
FMX
$40.3B
$4K ﹤0.01%
41
-27
-40% -$2.46K
FRO icon
4574
Frontline
FRO
$8.54B
$4K ﹤0.01%
850
-460
-35% -$2.57K
GAU
4575
Galiano Gold
GAU
$543M
$4K ﹤0.01%
5,800
– –
181 182
183
184 185

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.