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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KATE
4476
DELISTED
Kate Spade & Company
KATE
$3K ﹤0.01%
152
-115
-43% -$1.88K
EXAR
4477
DELISTED
Exar Corporation
EXAR
$3K ﹤0.01%
300
-200
-40% -$1.94K
IQNT
4478
DELISTED
Inteliquent, Inc.
IQNT
$3K ﹤0.01%
131
-717
-85% -$14.8K
KWT
4479
DELISTED
VanEck Vectors Solar Energy ETF
KWT
$3K ﹤0.01%
91
– –
PDLI
4480
DELISTED
PDL BioPharma, Inc.
PDLI
$3K ﹤0.01%
1,470
-10,700
-88% -$29.9K
GSH
4481
DELISTED
Guangshen Railway Co. Ltd
GSH
$3K ﹤0.01%
101
– –
KEG
4482
DELISTED
Key Energy Services, Inc. Common Stock
KEG
$3K ﹤0.01%
+102
New +$3.24K
AUO
4483
DELISTED
AU Optronics Corp
AUO
$3K ﹤0.01%
857
– –
AST
4484
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$3K ﹤0.01%
688
-1
-0.1% -$4
JJA
4485
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$3K ﹤0.01%
80
– –
ACIC icon
4486
American Coastal Insurance
ACIC
$464M
$2K ﹤0.01%
119
– –
AEMD icon
4487
Aethlon Medical
AEMD
$1.67M
– –
0
– –
AMRN
4488
Amarin Corp
AMRN
$296M
$2K ﹤0.01%
38
-1
-3% -$64
ANGI icon
4489
Angi Inc
ANGI
$182M
$2K ﹤0.01%
21
– –
ATLC icon
4490
Atlanticus Holdings
ATLC
$1.42B
$2K ﹤0.01%
636
– –
AUPH icon
4491
Aurinia Pharmaceuticals
AUPH
$2.04B
$2K ﹤0.01%
+1,000
New +$3.22K
AVNW icon
4492
Aviat Networks
AVNW
$272M
$2K ﹤0.01%
280
+146
+109% +$804
BCRX icon
4493
BioCryst Pharmaceuticals
BCRX
$2.64B
$2K ﹤0.01%
389
– –
BLDR icon
4494
Builders FirstSource
BLDR
$8.08B
$2K ﹤0.01%
151
+105
+228% +$1.14K
BW icon
4495
Babcock & Wilcox
BW
$1.37B
$2K ﹤0.01%
14
+10
+250% +$1.59K
CCOI icon
4496
Cogent Communications
CCOI
$554M
$2K ﹤0.01%
55
-26
-32% -$992
CLDX icon
4497
Celldex Therapeutics
CLDX
$3.48B
$2K ﹤0.01%
45
-25
-36% -$1.42K
CPRX
4498
DELISTED
Catalyst Pharmaceutical
CPRX
$2K ﹤0.01%
2,000
– –
CZR icon
4499
Caesars Entertainment
CZR
$6.06B
$2K ﹤0.01%
+100
New +$1.4K
DMRC icon
4500
Digimarc Corp
DMRC
$172M
$2K ﹤0.01%
50
– –
178 179
180
181 182

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.