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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKF icon
4476
ProShares UltraShort Financials
SKF
$10.6M
$2K ﹤0.01%
3
-1
-25% -$653
SM icon
4477
SM Energy
SM
$7.73B
$2K ﹤0.01%
52
– –
SNDA icon
4478
Sonida Senior Living
SNDA
$1.84B
$2K ﹤0.01%
10
-4
-29% -$1.06K
SOHU
4479
Sohu.com
SOHU
$371M
$2K ﹤0.01%
56
– –
SPXS icon
4480
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$336M
– –
-1
Closed -$6.29K
STN icon
4481
Stantec
STN
$8.5B
$2K ﹤0.01%
100
– –
SXC icon
4482
SunCoke Energy
SXC
$786M
$2K ﹤0.01%
225
-16
-7% -$112
TAC icon
4483
TransAlta
TAC
$3.95B
$2K ﹤0.01%
530
– –
TG icon
4484
Tredegar Corp
TG
$275M
$2K ﹤0.01%
+125
New +$2.25K
TNDM icon
4485
Tandem Diabetes Care
TNDM
$1.63B
$2K ﹤0.01%
30
– –
TRIB
4486
Trinity Biotech
TRIB
$9.03M
$2K ﹤0.01%
+1
New +$1.87K
TRX icon
4487
TRX Gold Corp
TRX
$350M
$2K ﹤0.01%
2,550
– –
TSBK icon
4488
Timberland Bancorp
TSBK
$355M
$2K ﹤0.01%
100
– –
UIS icon
4489
Unisys
UIS
$205M
$2K ﹤0.01%
190
-29
-13% -$269
URG
4490
Ur-Energy
URG
$552M
$2K ﹤0.01%
3,750
– –
USPX icon
4491
Franklin US Equity Index ETF
USPX
$2.07B
$2K ﹤0.01%
+76
New +$2.02K
UVXY icon
4492
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
– –
0
– –
VUZI icon
4493
Vuzix
VUZI
$220M
$2K ﹤0.01%
177
– –
VVV icon
4494
Valvoline
VVV
$4.21B
$2K ﹤0.01%
+71
New +$1.68K
WTBA icon
4495
West Bancorporation
WTBA
$496M
$2K ﹤0.01%
+111
New +$2.13K
WTI icon
4496
W&T Offshore
WTI
$575M
$2K ﹤0.01%
1,300
– –
ZWS icon
4497
Zurn Elkay Water Solutions
ZWS
$8.6B
$2K ﹤0.01%
174
– –
CSCI
4498
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
$2K ﹤0.01%
5
– –
ITCI
4499
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2K ﹤0.01%
150
– –
SUM
4500
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
101
-601
-86% -$11.6K
178 179
180
181 182

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.