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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLVS
4476
DELISTED
Clovis Oncology, Inc.
CLVS
$1K ﹤0.01%
13
+3
+30% +$260
MANT
4477
DELISTED
Mantech International Corp
MANT
$1K ﹤0.01%
28
-1
-3% -$28
NPTN
4478
DELISTED
NEOPHOTONICS CORP
NPTN
$1K ﹤0.01%
200
– –
HNP
4479
DELISTED
Huaneng Power Intl, Inc.
HNP
$1K ﹤0.01%
25
+13
+108% +$607
SFUN
4480
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$1K ﹤0.01%
4
-20
-83% -$6.51K
HMHC
4481
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$1K ﹤0.01%
71
-46
-39% -$1.1K
TRIL
4482
DELISTED
Trillium Therapeutics Inc.
TRIL
$1K ﹤0.01%
100
– –
CNBKA
4483
DELISTED
Century Bancorp Inc/Mass
CNBKA
$1K ﹤0.01%
21
– –
QTS
4484
DELISTED
QTS REALTY TRUST, INC.
QTS
$1K ﹤0.01%
15
– –
STAY
4485
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1K ﹤0.01%
80
+44
+122% +$807
CUB
4486
DELISTED
Cubic Corporation
CUB
$1K ﹤0.01%
33
-5
-13% -$216
AEGN
4487
DELISTED
Aegion Corp
AEGN
$1K ﹤0.01%
50
– –
GMLP
4488
DELISTED
Golar LNG Partners LP
GMLP
$1K ﹤0.01%
100
– –
CZZ
4489
DELISTED
Cosan Limited
CZZ
$1K ﹤0.01%
515
-65
-11% -$269
WMGI
4490
DELISTED
Wright Medical Group Inc
WMGI
$1K ﹤0.01%
+50
New +$1.25K
RST
4491
DELISTED
ROSETTA STONE INC
RST
$1K ﹤0.01%
150
– –
ECT
4492
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$1K ﹤0.01%
700
-400
-36% -$907
AVH
4493
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1K ﹤0.01%
264
– –
OMN
4494
DELISTED
OMNOVA Solutions Inc.
OMN
$1K ﹤0.01%
147
– –
MNI
4495
DELISTED
The McClatchy Company Class A Common Stock
MNI
$1K ﹤0.01%
150
– –
CBPX
4496
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$1K ﹤0.01%
+38
New +$798
FWP
4497
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$1K ﹤0.01%
9
– –
LOR
4498
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1K ﹤0.01%
124
– –
WAGE
4499
DELISTED
WageWorks, Inc.
WAGE
$1K ﹤0.01%
20
– –
PCMI
4500
DELISTED
PCM, Inc
PCMI
$1K ﹤0.01%
100
– –
178 179
180
181 182

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.