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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
426
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.58M 0.04%
130,489
+34,719
+36% +$442K
EWC icon
427
iShares MSCI Canada ETF
EWC
$6.48B
$1.58M 0.03%
54,640
-98,467
-64% -$2.9M
IRY
428
DELISTED
SPDR S&P International Health Care Sector
IRY
$1.57M 0.03%
33,558
+33,228
+10,069% +$1.59M
PCG icon
429
PG&E
PCG
$37.9B
$1.56M 0.03%
29,235
+7,341
+34% +$364K
CMI icon
430
Cummins
CMI
$88B
$1.54M 0.03%
10,668
+2,692
+34% +$381K
BIIB icon
431
Biogen
BIIB
$30.7B
$1.54M 0.03%
4,489
+1,421
+46% +$460K
NFLX icon
432
Netflix
NFLX
$314B
$1.53M 0.03%
314,090
+152,600
+94% +$819K
PCAR icon
433
PACCAR
PCAR
$68.7B
$1.53M 0.03%
33,936
+28,003
+472% +$1.21M
CHK.PRD
434
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1.53M 0.03%
16,792
+849
+5% +$78.3K
BID
435
DELISTED
Sotheby's
BID
$1.52M 0.03%
35,175
-110
-0.3% -$4.34K
WAB icon
436
Wabtec
WAB
$49.3B
$1.52M 0.03%
17,447
-15,101
-46% -$1.27M
CFN
437
DELISTED
CAREFUSION CORPORATION
CFN
$1.52M 0.03%
25,533
-1,238
-5% -$71.1K
IYT icon
438
iShares US Transportation ETF
IYT
$2.27B
$1.51M 0.03%
36,936
-18,364
-33% -$722K
ES icon
439
Eversource Energy
ES
$26.8B
$1.51M 0.03%
28,216
+8,678
+44% +$433K
CASY icon
440
Casey's General Stores
CASY
$30.9B
$1.5M 0.03%
16,549
+760
+5% +$62.3K
FEX icon
441
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$1.49M 0.03%
32,727
+3,965
+14% +$176K
CYS
442
DELISTED
CYS Investments Inc.
CYS
$1.49M 0.03%
170,597
+55,953
+49% +$501K
ADP icon
443
Automatic Data Processing
ADP
$108B
$1.49M 0.03%
17,749
+5,623
+46% +$456K
GHY
444
PGIM Global High Yield Fund
GHY
$481M
$1.49M 0.03%
93,364
+56,123
+151% +$905K
POWA icon
445
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$1.47M 0.03%
39,064
-542
-1% -$20.6K
SPAB icon
446
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$1.47M 0.03%
50,384
+12,376
+33% +$360K
FGD icon
447
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$1.46M 0.03%
57,551
-26,221
-31% -$687K
NCZ
448
Virtus Convertible & Income Fund II
NCZ
$304M
$1.46M 0.03%
40,916
+38,102
+1,354% +$1.35M
AOR icon
449
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$1.45M 0.03%
36,178
+14,768
+69% +$588K
BTI icon
450
British American Tobacco
BTI
$123B
$1.44M 0.03%
26,726
+18,714
+234% +$1.05M
16 17
18
19 20

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.